Special Supplement to THE MEDICAL JOURNAL OF
AUSTRALIA, AUGUST 12, 1978.
(The whole of the Literary Matter in THE MEDICAL
JOURNAL OF AUSTRALIA is Copyright)
CHILDREARING, CULTURE AND MENTAL HEALTH:
EXPLORING AN ETHOLOGICAL-EVOLUTIONARY PERSPECTIVE IN
CHILD PSYCHIATRY AND PREVENTIVE MENTAL HEALTH WITH PARTICULAR REFERENCE
TO TWO CONTRASTING APPROACHES TO EARLY CHILDREARING
PETER S. COOK, M.B., Ch.B., M.R.C.Psych.,
F.R.A.N.Z.C.P., D.C.H.
Consultant Child Psychiatrist, Queenscliff Health
Centre, Health Commission of New South Wales, (in Sydney) [at time of
publication]
A shift of historic
significance in some aspects of Western attitudes to childrearing is
occurring. In this period of transition the coexistence of two contrasting
approaches to childrearing has given rise to much contradiction and
confusion in the advice offered to parents. This paper seeks to explore
some mental health aspects of this situation from an evolutionary and
historical perspective. The term "phylogenetically-" or
"ecologically-determined maladjustment" has been proposed for
that particular kind of disturbance in an organism, or in a population,
which is due to the fact that the environmental conditions have deviated
significantly from those to which the species has become genetically
adapted through evolution. This concept, which is a corollary of Darwinian
theory, has health implications and appears relevant in psychiatry both
for understanding psychological disturbance and for promoting mental
health. It is particularly applicable in early childhood. I suggest that
childrearing in English-speaking societies is emerging from an era in
which many widely held beliefs, values, attitudes, and practices have been
so out of harmony with the genetically influenced nature and needs of
mothers and their developing children that they have contributed to
conflict, stress, and emotional and behavioural disturbance in the infant
and developing child. An attitude of basic distrust towards the human
biological "givens", combined with a belief in coercion, have
characterized this approach to childrearing, which is here termed the
"basic distrust orientation". It is undesirable that developing
countries, seeking beneficial, scientifically-based advances, should also
inadvertently and unnecessarily import some of these tenets and practices
which may be prejudicial to mental health. The basic distrust orientation
is contrasted with a "trusting cooperative" approach to early
childrearing which appears to be more in harmony with the nature and needs
of developing children and their parents. These principles are relevant to
the diagnosis and therapeutic management of emotionally disturbed
children. They also suggest guidelines for the promotion of mental health.
It is necessary to understand and respect the biological
"givens", together with the potentials of such in-built
regulatory mechanisms as have evolved, and then to cooperate with them,
rather than work against them in the approach to early childrearing,
family life, and the social settings in which they occur. In many ways
this can be, and is being, done now.
---------------
All the world loves a baby, so it is said
. We as a society
do not act that way. A newborn baby is a reaffirmation of the miracle
of the creation of life. Most infants are near-perfect at birth and
possess enormous potentialities for bringing deep joy to themselves
and others. [1]JOINT COMMISSION ON MENTAL HEALTH OF
CHILDREN
In fact, judged by adult social standards the normal baby is for all
practical purposes a born criminal. [2]GLOVER.
We are more sensible of what is done against culture than
against nature.
[3]PLUTARCH.
An essential theme of this paper is that to promote mental health we
must learn to understand and work with nature rather than against it,
especially in the care of infants and young children. De Mause, [4] in The
History of Childhood, considers that from the mid-twentieth century,
the traditional Western mode of childrearing, which has emphasized
moulding and socializing the child, began to be replaced by a different
mode, more concerned with helping the child.
It appears that the present period is one of transition, and the
coexistence of two different approaches to childrearing which have some
fundamental points of contrast, as will be discussed later, gives rise to
many contradictions in the advice offered to parents, and causes much
confusion. This problem is seldom clearly acknowledged in books about
childrearing, though it is recognized by Spock [5]in the following
statement:
"There is always an argument going on, audibly or silently,
between people who have two quite opposite attitudes about how
children should be raised. There are those who feel that children are
real human beings who are striving to become more mature, have
generally good motives, are eager to learn, are perceptive of the
truth and deserve kindness and respect despite their inexperience and
their need for constant adult guidance. At the opposite extreme are
those who believe that children are naturally lawless, lazy and
uncivilized; that they can be held in line only by pressure, material
rewards, threats and physical punishment administered by parents and
teachers who make all the judgements and decisions. They assume that
if children are not controlled with a stern hand they surely wil1 end
up incompetent or delinquent. Most people are not at the extremes in
their views but lean in one direction or the other."
This paper endeavours to explore some mental health aspects of this
situation from an evolutionary, and from an historical perspective,
developing the thesis that an approach is now emerging which appears to be
much more in harmony with human emotional needs and conducive to mental
health than the approach which has prevailed in the past. An important
corollary of this situation involves the desire of "developing"
nations and societies to share the benefits of Western medicine and
technology. There is a possibility that, along with beneficial scientific
advances, Western societies tend to export some of their traditional
practices and childrearing tenets which cumulatively may be prejudicial to
mental health through their impact on parenting behaviour and child
development.
Some of these ideas and practices are not scientifically based, are not
an essential part of the benefits sought by the developing societies
concerned, and they may be quite alien to the traditions of these
societies. Moreover they are being questioned increasingly in the Western
societies where they originated. Some examples of these ideas and
practices include: the separation of a mother from her newborn baby in the
maternity hospital; scheduled feeding, usually four-hourly, with
consequent reduction in suckling opportunities, sometimes prejudicing
lactation; a reluctance to pick up crying babies for fear of
"spoiling" them; the placing of infants in separate rooms at
night; the tendency to reduce mother-infant contact and to interfere by
day and by night with natural patterns of attachment behaviour[6]; and a
concern to mould children's behaviour from an early age.
In the past the attitude to such matters has been influenced by the
doctrine of cultural relativism. This view has suggested that it is
inappropriate to make value judgements about our own or any other
society's patterns of culture in such matters as its childrearing
practices, since these are assumed to follow a pattern which best suits
the people in the society concerned. However, as Huxley [7] pointed out,
this doctrine neglects the lessons of biology. One theme I explore here is
that a biological approach offers a more fundamental perspective from
which to evaluate various aspects of Western culture relevant to
childrearing, and also to evaluate the desirability, or otherwise, of
their adoption in developing countries. Some principles arising out of an
evolutionary perspective are outlined, and I then relate these principles
to some areas of childrearing which are relevant to mental health.
HEALTH AND AN EVOLUTIONARY PERSPECTIVE:
SOME THEORETICAL CONSIDERATIONS
Boyden[8] has emphasized that the insights provided by the study of
human biology can contribute substantially to understanding and overcoming
health problems. The medical approach traditionally consists of
recognizing an undesirable form of ill-health and attempting to find the
cause, or at least a cure, whereas the biological approach works in the
other direction. It involves viewing modern humans in an evolutionary
perspective, noting the biologically significant environmental and
behavioural changes imposed on them by their culture, and inquiring into
their biologically determined reactions to these changes.
Humans, who have evolved over millions of years from other primates,
have lived for most of their history as hunter-gatherers. About 10,000
years ago some humans began to adopt a different way of life. This period
(about 400 generations) is too short for any substantial changes to have
occurred in the human phylogenetically-determined characteristics: that
is, the genetic characteristics of Homo sapiens which result from
the evolutionary history (or phylogenesis) of the species.
Boyden[8] proposed the term "phylogenetically-determined
maladjustment" (or simply "phylogenetic maladjustment") for
that particular kind of disturbance in an organism or population which is
due to the fact that the environmental conditions have deviated
significantly from those to which the species has become genetically
adapted through evolution. He pointed out that this principle is of great
importance in understanding patterns of health and disease in humans and
other species. It appears relevant to psychiatry both for understanding
psychological disturbance and for promoting mental health.
Boyden and his co-workers[9,10] have acknowledged that this term is
unsatisfactory since it is not the phylogenesis but the environment which
is at fault in not matching those biological requirements which have been
determined during the phylogenesis or evolutionary history of the
species[11]. Unfortunately a satisfactory term embodying both the
phylogenetic and the environmental components of the concept has not yet
been devised. Hence, the term "ecologically-determined
maladjustment" is used here instead*, bearing in mind that an
evolutionary perspective is implicit in the word "ecology".
* [Footnote: For a discussion of this problem see McClelland et
al [10]and Boyden et al [9].In these
publications the concept is termed "the principle of
evodeviance" based on the term "evodeviation" . This
appears a useful term, but the maladjustment arising from it is still
called "phylogenetic maladjustment," because it is due
fundamentally to the fact that the phylogenetically determined
characteristics of the species are not suited to the new environment.
This does not fully resolve the original objection and for the
purposes of this paper the term "ecologically-determined
maladjustment" seems less open to misunderstanding.]
Despite problems of terminology the principle itself is a corollary of
the Darwinian theory of evolution which states that species become,
through natural selection, increasingly well adapted to the environment in
which they are evolving. If environmental conditions change the species is
likely to be less well adapted to the new conditions, and physiological or
behavioural maladjustment may occur. In nature, if environmental changes
persist, maladjustment leads in the long run to a fall in population, and
eventually to extinction, or through natural selection to genetic
adaptation to the new conditions. In the human species exposed to the new
conditions of civilization, however, neither of these solutions has
resulted, because the changes have occurred too rapidly for appreciable
genetic adaptation and also because the human species has recourse to a
further adaptive process known as cultural adaptation.
Cultural Adaptation
In cultural adaptation society introduces measures aimed to counteract
or eliminate the signs of "ecologically-determined
maladjustment". These measures may be either corrective or antidotal
(that is, symptomatic). Corrective measures aim to reverse the
unsatisfactory biological conditions ultimately responsible for the state
of "ecologically-determined maladjustment". In antidotal
measures these underlying causes are ignored, and adaptation is simply
directed at a symptom or at an immediate cause of the disorder. For
example, dental cavities arising from an excess of carbohydrates in the
diet may be approached by appropriate changes in the diet (corrective
adaptation) or by developing a profession skilled in filling cavities
(antidotal cultural adaptation). One of the disadvantages of antidotal
adaptation is that by merely treating the symptoms of a disorder which is
due to deteriorating environmental conditions we may be allowing the
conditions to continue to deteriorate. Boyden points out that doctors and
policemen are usually agents of antidotal, rather than corrective,
responses to "ecologically-determined maladjustments".
Clearly the urban environment of modern humans deviates extensively
from that to which they have been biologically adapted through evolution.
Many advantages of civilization appear obvious, and few people would
forego them. Nevertheless, a deeper understanding of biological processes
demonstrates that it may be difficult to determine the full extent of the
benefits and the disadvantages which will arise from any given deviation
from the evolutionary environment. If we review our cultural environment
in a biological perspective, areas of deviation appear which involve a
significant and unnecessary risk of "ecologically-determined
maladjustment" without adequate compensatory benefit.
"ECOLOGICALLY-DETERMINED MALADJUSTMENT'' AND CHILDREARING
Important comparisons have been made between the hunter-gatherer way of
life and that of modern urban humans [8] but unfortunately little
attention has been given to those differences which particularly affect
the child from birth onwards. Since childhood, especially infancy, is the
formative and most vulnerable period of life,
"ecologically-determined maladjustment' is likely to be particularly
significant then. The general principle of "ecologically-determined
maladjustment" may be applied to psychological maladjustment in
childhood in the following way.[12]
It is increasingly recognized that Homo sapiens, as well as
other animal species, is genetically biased to behave in ways that promote
individual and /or population survival in the environment to which the
species was originally adapted through natural selection.[6 13-18]
Psychopathology may arise from a mismatch between the genetic influences
and biases underlying the needs and behaviour of the developing human
being on the one hand and the provisions and demands of the environment on
the other. In childhood, disturbances of development are likely to occur
in proportion to the extent to which the rearing environment differs in
significant ways from the original environment of evolutionary
adaptedness, and especially when the rearing environment cuts across the
grain of behavioural tendencies which are deeply rooted in the species
because of their important survival functions [l2]. These findings are
contrary to an assumption that is commonly held: that our species is
infinitely modifiable. Of course, other factors, including individual
vulnerability, affect the outcome in any particular case.
Liedloff [19] discussed some of the above issues in terms of the
"inherent expectations" with which the human infant confronts
life, the design of a species being a reflection of the environmental
conditions to which it has become adapted or has come to
"expect" through the ' continuum" of its evolutionary
history. If an infant is exposed to a stressful situation for which it has
not been prepared by its evolutionary history the limits of its adaptive
capacity may be strained or exceeded.
In relation to the genesis of psychopathology this appears to accord
with the formulations and research reports of Janov [20,21,22] and Holden
[23] which suggest that neurotic and psychosomatic disorders arise from an
overload of physical and psychological pain which cannot be integrated by
infants and young children. Janov terms this "primal pain", and
Holden reports that there are a number of physiological correlates of
neurosis which are measurable, and, conversely, physiological changes
which occur, as neurosis is reversed in primal therapy.
THE "CONTRAGENETIC" OR "BASIC DISTRUST" THESIS
I have been exploring a specific application of the above principles,
namely the thesis that childrearing in English-speaking societies, and to
varying extents in some others, is emerging from an era in which many
beliefs, values, attitudes, practices, and related features of the social
settings, have been so out of harmony with the genetically influenced
nature and needs of mothers and their developing children, that they have
contributed to conflict and stress in parent-child interactions, and thus
to psychological and behavioural disturbance both in the child and in his
or her parent(s). Many of these ideas and their derivatives cluster
together and appear to stem from an underlying distrust or
misunderstanding of, rather than respect for, nature as represented in the
human biological data or "givens". This approach may therefore
be referred to as a "contragenetic" or "basic distrust
orientation" since it encourages a tendency to work against nature
rather than to co-operate with it [24].
Some relevant material may be considered as three overlapping topics as
follows.
1. Practices relating to Childbirth, Lactation, Early Mothering and
Attachment
Each of these processes depends on mechanisms which humans share with
other primates. The survival of all mammalian species has depended on
effective mating, delivery, and lactation. There appear to be important
elements of satisfaction in each of these aspects of reproductive function
which are normally associated with release of the hormone oxytocin. These
mechanisms have a long evolutionary history of successful functioning.
There are other biological mechanisms whereby events such as the arousal
of fear may inhibit these processes. Some of the mechanisms, for example
those involved in lactation [25] and mother-infant bonding [26], are also
very sensitive to disruption by environmental conditions when these
deviate too far in some significant way from the conditions which
prevailed in the evolutionary environment.
Childbirth and Lactation
Thus pleasurable, sensuous stimulation in breast feeding is an
essential aspect of the natural mother-baby pair bond. For many mammals
"continuous association with actively suckling young is necessary
for the development of normal maternal behaviour. In other words, the
mother's behaviour is dependent on stimulation by the young" [27,
28]. Yet maternity hospitals are seldom organized with this in mind.
Separation of the newborn baby from its mother appears to be a significant
source of "ecologically-determined maladjustment", through
interference with mechanisms which have evolved to initiate mothering
behaviour. Klaus and Kennell [26] report many studies showing that mothers
who have close contact (preferably skin-to-skin) with their babies during
the first hours and days after delivery are more likely to breastfeed
their young and they also show significant long term differences in
mothering behaviour compared with those mothers who had a
"routine" separation from their babies in maternity hospital.
These findings accord with those in many mammals, which reject their young
after neonatal separation. The evidence suggests that neonatal separation
may contribute to mothering disturbances, including child abuse and
failure to thrive. There is also evidence cited by Klaus and Kennell [26]
suggesting that exclusion of the father from early contact with his new
baby adversely influences the development of his feelings, attachment, and
behaviour as a parent.
Some other maternity hospital practices which lack scientific
justification and appear to be potentially harmful are reviewed by Haire
[29] in The Cultural Warping of Childbirth. She concludes:
Most of the practices . . . have developed not from a lack of
concern for the wellbeing of the mother and baby but from a lack of
awareness as to the problems which can arise from each progressive
digression from the normal childbearing experience. Like a snowbal1
rolling downhill. as one unphysiological practice is employed, for one
reason or another, another frequently becomes necessary to counteract
some of the disadvantages, large or small, inherent in the previous
procedure.
Many of these practices cut clumsily across the fabric of hormonal and
other mechanisms which have evolved to promote healthy mother-infant
relationships [25]. An important example is afforded by the adverse
effects which pain-relieving drugs administered during labour and delivery
may have upon the behaviour of the newborn. They may suppress the baby's
sucking capability past the critical period for establishing an effective
sucking reflex [25,30,31,32].
In relation to feeding, natural selection has ensured that in an
appropriate environment every organism normally has mechanisms to regulate
the nature and timing of its food intake. Western medicine has not yet
overcome a distrustful urge to regulate an infant's food intake in
arbitrary and artificial ways. The restriction of infant feeds to a
four-hourly schedule, without night time suckling, lacks biological
precedent and scientific justification [33]. The custom distresses some
babies, and contributes to failures of breastfeeding. The widespread early
failure of lactation in Western societies appears to be both an example,
and in its turn a further source, of "ecologically-determined
maladjustment". All mammals have been selectively bred for successful
lactation. Homo sapiens being no exception, a sudden extensive
failure in this area must be environmentally determined [25,34,35]
Moreover, the increasing substitution of cows' milk for breast milk
disregards the molecular precision with which evolutionary processes have
matched the natural formula to the needs of the infant, and there is
accumulating evidence of many subtle differences, with the potential for
immediate and later adverse effects. There is also evidence that the early
introduction of a mixed diet before four months may be harmful [36,37].
The National Health and Medical Research Council in Australia stated [38]:
Breast milk has evolved to meet ideally the needs of babies and can
provide their total nutritional requirements up to about six months of
age. It also has important protective effects against various
diseases, including gastro-enteritis and chest infections. No form of
artificial feeding is as nutritious as breast milk nor as effective
against infections. Furthermore, substitutes for breast milk interfere
with the supply of breast milk by removing the important physiological
stimulus of sucking. Unnecessary 'complementary feedings' are
undesirable and should, therefore, be discouraged.
Early Mothering and Attachment
Disorders of attachment behaviour and the consequences of preventable
mother-child separation [6,14,39,40] may be seen as examples of
"ecologically-determined maladjustment". I suggest that the
attachment to transitional objects, such as cuddly blankets, described by
Winnicott [41] may be a minor example, arising from the relative lack of
parent-infant body contact which frequently occurs in Western societies.
Natural selection has ensured that all mammals have mechanisms to keep the
young by the mother. Baby primates maintain body contact and, ascending
the evolutionary scale, progressively more help is required to achieve
this. Born at a stage when most mammals would remain in the uterus, the
attachment between human babies and their mothers is dependent on highly
developed mechanisms, involving body contact and the mothers' response to
crying, sucking, smiling and babbling. It is therefore important that this
natural response should not be stifled. It is not until much later,
perhaps three years of age, that the infants will follow their mothers for
a sustained period, as "lower" mammals do from birth.
Non-nutritional sucking appears to be an integral part of attachment
behaviour, serving to maintain close contact with the mother. When old
enough to venture away for short periods primate infants frequently
reunite with the mother, especially at any sign of danger, when they cling
and suckle. All primate infants, including humans in some societies, spend
much time suckling a nipple or a nipple-like object, although for much of
that time they are not obtaining food. Babies who are able to engage in
non-nutritional sucking are more likely to be content and relaxed than
those who cannot [6,40,42]. Ironically, for all its so-called
"permissiveness", our society seldom permits attachment
behaviour to develop naturally with a sensitive responsiveness to the
signals and promptings which infants and young children display [40].
Another area due for review in a biological perspective is the question
of where an infant should sleep, and whether parents should rock or carry
infants to help them to go to sleep. Spock [43] positively advises against
walking a baby to sleep, and rocking cradles have gone out of fashion
after a misguided paediatric campaign starting in the 1890s [44]. Yet
babies certainly love being walked and rocked to sleep. Similarly,
Harlow's [45] infant monkeys showed a marked preference for cloth
"mothers" which rocked rather than for those which remained
still. Whiting [46] observed that in most societies the world over,
infants sleep beside or near their mothers during the nursing period. In
Western societies, however, it has become customary to warn mothers that
the sooner babies are sleeping in their own rooms the better, and that
taking an infant into the parents' bed is certainly undesirable. This
comparatively recent notion is consolidating into a peculiar taboo of our
culture which appears to be unique in human and mammalian history. Newson
and Newson [47] recorded the conflict and apologetic guilt which British
parents may feel about breaking this taboo. Although young humans would
have evolved with an awareness of sexual intercourse, Fenichel [48]
advised: ''It is good to avoid letting children witness sexual scenes
between grown-ups". Such opinions, stemming from experiences in
cultures where psychosexual disorders are endemic, have recently, in
Western societies, been extended to the point where semi-official
paediatric advice is that "the new baby should have a sunny, airy
room to himself" [49]. There is apparently no scientific evidence to
support such recommendations which lack biological precedent. Rees, after
offering similar counsel in a psychiatric textbook adds: "Common
problems of sleeping are insomnia, night terrors and sleep walking".
He might have added rocking and head-banging which raises the question of
the function of the cot in implementing these beliefs.
De Lissovoy [5152} found that, of a large series of full-term babies
born in New York, 32% of the boys and 22% of the girls were persistent
rockers and head-bangers. He repeated the study twice with essentially the
same results, [53] but found no satisfactory explanation for it. He noted
that Margaret Mead never saw this behaviour in the non-Western societies
she studied. I suggest this behaviour is a manifestation of
"ecologically-determined maladjustment". Mason et alii [54]
stated that one of the most striking characteristics of the
maternally-deprived young primate is some form of habitual rhythmic
movement, usually rocking or swaying of the body, and the evidence
suggested that such repetitive stereotyped behaviours were related to
deprivation of stimuli from the mother. De Lissovoy's illustrations all
show the infant confined in a cot or play pen. From the infant's point of
view, this may be a cage restricting movement and natural patterns of
attachment. The early environment of these infants appears to depart in
significant ways from the biological norm [44].
In discussing the relationship of culture and emotional disturbance,
Montagu recalls Bostock's [56] interpretation that the human gestation
period is not completed until about eight to 10 months after birth.
Certain characteristics of the mother and baby have been reciprocally
selected, forming a "symbiotic" unit for many months after
birth, with body contact, support, and breastfeeding being natural
features of this "exterogestate" period.[36,57]. These are
qualities of the normal early environment of all non-human primates and of
human infants in many non-Western societies [44,58]. Liedloff [19] has
described this as the "in-arms" stage of human development. In
societies with this type of close mother-baby contact, infants cry much
less than in those societies which follow traditional Western patterns.[58
59] In this context the trend of some Western mothers (and fathers)
towards increased carrying of their infants with perhaps the aid of a
suitable cloth device or sling appears to be a healthy one. Similarly,
with increasing recognition of the customs in other cultures, Western
parents are being invited to adopt a more relaxed and less anxious
approach to close parent-infant sleeping arrangements [19,61,62].
Ainsworth [l2] described the identification of "tender, careful
holding" behaviour which engendered in the baby a positive response
to physical contact. This positive response in turn inspired the mother to
affectionate display which consolidated the baby's pleasure in contact --
a virtuous cycle. Babies so handled did not become spoiled, over-dependent
and unhappy when not in contact; even during the first three months, they
would protest less frequently when put down. By the end of the first year
the babies who most enjoyed physical contact were also cheerful about its
cessation, and ready to turn to independent exploratory play. Ainsworth
discusses this in the context of studies such as the following by Blurton
Jones [42] and Konner [63].
The relevance of animal studies to human psychobiology is a complex
matter and they must be interpreted with caution [64], but findings such
as those in Blurton Jones [42] are important. He posed the question
whether humans had evolved as one of the species in which the mother
caches (that is, hides) the infants in a safe place returning periodically
to feed them, or as a carrying species in which the mothers carry their
infants wherever they go and feed them frequently, as do monkeys and apes.
He compared humans with members of caching species on the one hand, and
with higher primates on the other, and concludes from a number of
anatomical, behavioural and physiological indices (including composition
of the milk) that the human species is indeed pre-adapted to be a carrying
species. The human species shows features in both the mother and the baby
which are typical of those mammals in which the young feed almost
continuously.
Konner [63] studied the African Bushmen who live by hunting and
gathering, the mode of adaptation throughout the evolution of humanity
until recent times. He found that from the first weeks of life the
infants, when awake, are carried on the mother's hip, or side, in a sling.
The babies cried very little and their mothers responded promptly to their
signals. Despite our traditional expectations the children did not emerge
as spoiled and overdependent. Konner states [63]:
The horizontal (position) is almost unknown to them during their
waking life. From their position on the mother's hip they have
available to them her entire social world, the world of objects
(particularly work in the mother's hands) and the breast, and the
mother has immediate easy access to the infant. When the mother is
standing, the infant's face is just at the eye-level of desperately
maternal 10 to 12 year old girls who frequently approach and initiate
brief, intense face-to-face interactions, including mutual smiling and
vocalization. When not in the sling they are passed from hand to hand
around a fire for similar interactions with one adult or child after
another. They are kissed on their faces' bellies, genitals, sung to,
bounced, entertained, encouraged, even addressed at length in
conversational tones long before then can understand words. Throughout
the first year there is rarely any dearth of such attention and love.
Nor is access to the world of objects in any way restricted,
although there are no infant toys . . . the entire natural world is
open to them.
Institutional Day Care-of Infants
The practice of placing infants in day care centres for most of the day
without a mother or relative requires consideration in an evolutionary
perspective and in the light of studies such as those cited above [12].
Since such arrangements involve multiple significant deviations from the
environment to which the infant is biologically adapted, they should be
viewed with caution, and the burden of proof that such deviations are
harmless should lie with those who advocate them. Full day care of the
infant is often recommended as the answer to an already unsatisfactory
situation. In this case it should be recognized that this is in many ways
an antidotal rather than a corrective remedy in terms of the distinction
described earlier. Antidotal or symptomatic remedies are more likely to
have undesirable "side effects", and require careful study.
Definitive research is peculiarly difficult in this area. Though some
studies have reported no differences, Blehar [65] using a sensitive test,
found that full-time day care made for child-mother relationships of an
anxious quality in comparison to those of home-reared children of the same
age. She attributed this to the repeated, long, daily separations involved
in day care.
2. The Basic Distrust Orientation to Childrearing
I suggest that in many of the disorders seen in paediatrics and child
psychiatry, difficulties of the type outlined in the preceding section
have been compounded by continuing parent-child conflicts many of which
stem from the philosophy of childrearing which is here termed the basic
distrust orientation.
This may be defined as a system of childrearing tenets which stem from
an attitude of distrust towards the human biological "givens",
combined with a belief in directive childrearing techniques. It may begin
to operate any time after birth and continue throughout childhood. As the
expressions of this orientation are less sharply focussed today than in
the past, it may be clearer to introduce it in a brief historical
perspective.
A. The basic distrust orientation in the past.
Western cultural beliefs about childrearing are seldom considered in
the light of the underlying assumptions and traditions from which they
have arisen. Wolfenstein [66] has documented the marked changes in
official advice on childrearing in the United States between 1914 and 1951
as reflected in the official publication Infant Care [67]. Many of
these changes appear to represent a movement away from a basic distrust
orientation towards a greater basic trust in, and understanding of, the
biological "givens". They represent a trend towards working with
nature rather than against it. This trust-distrust dimension is
significant in many aspects of childrearing. It is important to recognize
the developing view of the nature of humans which underlies such changes.
A somewhat negative, distrustful attitude to the body, or to the
"flesh" and its desires, as a source of evil, has been deeply
influential in Western culture. Much has been written about the impact of
this on sexuality, [68,69,70] but its influences on the handling of
infants and young children have not been adequately recognized.
The Newsons [71,72], discussing the social context and prevailing
moralities draw attention to the belief of John Wesley (1703 - 1791) [73]
that the child's eternal destiny depended on breaking its will. In a
sermon "On Obedience to Parents" Wesley quotes a letter from his
mother, Susanna, saying:
In order to form the minds of children the first thing to be done
is to conquer their will . . . Heaven or hell depends on this alone.
So that the parent who studies to subdue it (self-will) in his
children, works together with God in the saving of a soul: The parent
who indulges it, does the devil's work . . . This, therefore, I cannot
but earnestly repeat, — Break their wills betimes; begin this great
work before they can run alone, before then can speak plain, or
perhaps speak at all. Whatever pains it cost, conquer their
stubbornness; break the will, if you would not damn the child. I
conjure you not to neglect, not to delay this! Therefore, (1) Let a
child, from a year old, be taught to fear the rod and to cry softly.
In order to do this, (2) Let him have nothing he cries for; absolutely
nothing, great or small; else you undo your own work. (3) At all
events, from that age, make him do as he is bid, if you whip him ten
times running to effect it ... Break his will now, and his soul will
live, and he will probably bless you to all eternity [7 3].
It is unlikely that any contemporary Christian theologian would support
such conclusions which appear quite alien to the attitude to children
portrayed in the Gospels of the New Testament. However, the views in Mrs.
Wesley's letter follow a theme that can be traced in Western Christianity
from the time of Augustine (354-430 A.D.) who after "a curious study
of child psychology" [74] added to the gradually developing idea of
original sin, the concept of "guilt attaching even to the newborn
child by reason of the depravation of his nature" [74, 75, 76].
Similar ideas appear in the teaching of Calvin (1509-1564) about infants,
that "their whole nature is a sort of seed of sin and therefore it
cannot but be hateful to God" [77]. These beliefs have been reflected
in official church teaching [78] and have powerfully influenced the way in
which children's behaviour has been perceived and handled.
Newson [71] suggests that the concern to eradicate the devil in the
child finds many echoes in the hygienist movement which dominated
childrearing practice in the 1920s and 1930s. She points out that the
movement can be well represented by the early editions of The
Mothercraft Manual [79] which was influential in England as well as in
other countries as the main vehicle for the teachings of Truby King [80].
She states that Susanna Wesley might well have approved the following
passage, in which the emphasis is different but the spirit is the same:
Self-control, obedience, the recognition of authority, and, later,
respect for elders are all the outcome of the first year's training
... The baby who is picked up or fed whenever he cries soon becomes a
veritable tyrant, and gives his mother no peace when awake; while, on
the other hand, the infant who is fed regularly, put to sleep. and
played with at definite times soon finds that appeals bring no
response, and so learns that most useful of all lessons, self-control,
and the recognition of an authority other than his own wishes ... the
conscientious mother has to be prepared to fight and win all along the
line, in matters small and great [79].
Newson and Newson [72] add that in some ways the advocates of behaviour
modification with children seem to carry on the Wesley-Truby King
tradition.
Psychoanalytic theory also has, until recently, [6,14] failed to take
account of the evidence that humans evolved as social animals with all
that this implies [18,82,83]. As recently as 1960, the leading
psychoanalyst, Glover [2], endorsed what he had written many years earlier
that:
The perfectly normal baby is almost completely egocentric greedy,
dirty, violent in temper, destructive in habits, profoundly sexual in
purpose, aggrandising in attitude, without conscience or moral
feeling. His attitude to society is opportunist, inconsiderate.
domineering and sadistic. In fact, judged by adult social standards
the normal baby is for all practical purposes a born criminal.
Psychoanalytic theory, clinically derived, postulates that the
"id" is normally like this, almost by definition. The
possibility that this state of the infant may be partly a pathological
situation, in reaction to culturally induced frustrations, does not appear
to have been adequately taken into account.
Though other streams of thought are modifying the traditional
authoritarian approach, the basic distrust orientation is still very much
alive today in the minds of many mothers of Anglo-Saxon background, and it
includes some, or all, of the ideas described as follows.
B. The basic distrust orientation as it may present today.
It may occur in mild forms and mixed with other orientations. Its
characteristics include the following:
1. Beliefs and ideas which may restrain maternal responsiveness to the
child's communications.
Totally dependent infants indicate their needs by signals or non-verbal
communications. Their mothers normally have an urge to restore their
children's contentment and equilibrium, gaining "instinctive"
satisfaction in soothing their distress and in keeping them more or less
content. The spontaneity of this natural mother-infant reciprocation may
be interfered with, perhaps from birth, by such ideas as the belief that
the interests of mother and infant are in conflict. For example, the
mother is thought to need protection from the demands of her baby by
separation in the maternity hospital "to give mother a rest".
Breastfeeding may be regarded as an unwelcome tie for the mother, and
separate sleeping arrangements at home for mother and infant are thought
desirable. The belief in day care placement to relieve mother of her child
appears to be sometimes an extension of the same idea.
The doctrine of "spoiling" is another belief system which may
restrain maternal responsiveness. An underlying notion is that infants
request more attention and satisfaction than they need and that responding
to these requests will "spoil" the child and produce
characteristics such as: undesirable habits of feeding, playing and
sleeping; increased desire for attention and attachment; defects in
socialization, with increased self-centredness, wilfulness and dominating
tendencies; and delay in developing obedience, tolerance of frustration,
and consideration for others. These ideas lead to an anxiety to avoid
"spoiling" or ''giving in" to the baby or young child and a
reluctance to pick him or her up, thus interfering with natural patterns
of satisfaction, especially in relation to body contact and attachment
For example, Ritchie and Ritchie [84] found that 69% of their sample of
New Zealand mothers believed in the doctrine of "spoiling". The
authors state that this term conveys the essence of the fears these
mothers had about the effect they are having on their children. Because of
it they hold back quite natural feelings of love and warmth, or avoid
demonstrating such feelings. This concept is the "key to
understanding their suspicion of outward displays of affection their
reluctance to let relatives cuddle the child, or actively enjoy its
reactions themselves" [84]. In England and Australia, the same fears
may be observed and they appear widespread in, though not confined to,
Anglo-Saxon cultures. Yet it is rare to find parents who have reflected
about how this distrustful approach appears to the infant. It does not
seem to occur to them that infants' desires for attention attachment,
cuddling and play might operate on the same principle as other biological
drives, such as hunger: that when they have had enough they are satisfied.
Perhaps this is because normal infants have a considerable appetite for
such care, but it does not follow that such desires are insatiable.
The ideas involved in the doctrine of "spoiling" are seldom
critically examined. Though the concept is emphasized in Spock's [43] Baby
and Child Care, of which over 20 million copies have been sold, the
word hardly appears in some major texts on child development. However,
research studies reviewed by Ainsworth [12, 40,59] suggest that, contrary
to popular belief, responsiveness to crying and fostering attachment
behaviour, as discussed earlier, do not spoil a child, but rather they
make for easier management and healthy development. It is noteworthy that
Jolly [60], influenced by experiences in Africa, consistently tries to
dispel the notion of "spoiling", in his Book of Child Care.
2. Beliefs and ideas which may artificially increase maternal demands
on the infant and developing child, often without regard for the child's
capacities and feelings.
Anxiety about future difficulties in controlling wayward tendencies in
the child has led to a disciplinary attitude being projected even into
infancy, with efforts to mould the child to a predetermined pattern, in
the hope of producing a "good" child who will accept discipline
and conform. Perhaps it has been by intruding these notions ever earlier
into the mother-child relationship, in fact into the
"exterogestate" stage when most mammals would be protected in
the uterus, that we have gone most seriously astray. A feeling that the
mother should be regulating the baby, especially in the timing of its
activities, may lead to continuing conflicts in such basic areas as
feeding, elimination, playing, attachment and sleeping. Thus, instead of
suggesting that our culture should harmonize with an infant's biology,
Sears [85] states, as if it were axiomatic, that: "The maturing
action systems of the human child tend to lag behind the requirements
society places on him. His early behaviour is changeworthy in the sense
that it is not of a kind to satisfy the standards of conduct established
by the culture". Such beliefs, together with a premature impatience
to foster independence, may conflict with biologically-based patterns of
attachment behaviour, which is seldom allowed to run its natural course in
Western societies.
These ideas also lead to a concern to control the older infant's
behaviour by training, often reinforced with threats and punishment.
Teaching "right" from 'wrong" and securing obedience is
often a dominant objective. This approach may apparently succeed,
sometimes at a considerable cost, but it frequently leads to increasing
conflict, emotional disturbance and rebelliousness. It may produce effects
opposite to those which were intended [1]. The vital elements which are
being overlooked are the child's feelings and point of view and the
quality of the relationship between the parent and child. Many parents
still do not know that if they attend to these the other matters tend to
fall into place more naturally, and that they can generally stop worrying
about them [86,87,88]
The basic distrust orientation has been semi-official teaching for
several generations in New Zealand, the homeland of Truby King. I suggest
that it contributed to the situation, reported by Ironside and Lewis
[89,90], that in one area of New Zealand 10.9% of all babies were admitted
to hospital in the first year of life for a non-organic "distress
syndrome with multiple signs of dysfunction", such as problems with
feeding, crying, and sleeping. There was generally marked anxiety in the
mother, and follow-up studies suggested this is a mental health problem of
considerable significance. This may well represent an example of
"ecologically-determined maladjustment" in which the infant care
patterns of the culture precipitate disturbance in some babies and
mothers, who may be vulnerable for other reasons.
3. The basic distrust orientation acting as a self-fulfilling prophecy.
Traditionally this orientation has encouraged attention to latent
tendencies to "naughtiness", which have sometimes been seen as
actively present in every young child. The theory influences the way an
infant is perceived, and once this point of view is adopted it tends to
become a self-fulfilling prophecy. The more infants sense a danger that
their biological needs may not be supplied, the more their
biologically-determined survival mechanisms prompt them to seek to control
their mothers, apparently confirming the view that they are naturally too
selfish, "manipulative" or aggressive. Thus, exaggeration and
distortion of necessary biological mechanisms may encourage the perception
of the infant as a potential "monster".
Taking the view epitomised by Glover [2], the ordinary devoted mother,
when confronted by normal infantile reactions to her fears of spoiling,
may understandably become more anxious. If she is fortunate, if her
temperament and that of her infant are equable, and if the balance of
love-hate forces in their relationship is favourable, she may obtain
conformity, perhaps at the price of a few "nervous" symptoms.
When naughtiness is seen as the result of failure to control natural
tendencies which are considered to be primitive animal, and therefore bad,
her conviction may be reinforced that these must be eliminated by
appropriate training, lovingly if possible, but coercion and threats may
be needed if resistance is encountered. If this becomes pronounced,
violence is justified in what is, after all seen as a good cause. If this
doctrine and the related training processes produce a "naughty"
or "disturbed" child, this can still be seen as confirming the
premise that the original tendency to naughtiness was strong, and the
difficulties may be attributed to insufficient training and punishment.
Since feelings are suspect, any emotional reactions which may be
engendered in the child by these processes are often regarded as
unimportant. "Good" children are seen as those who do not
manifest anger or aggression in response to their training, though if they
do, this may be acceptable provided that they soon "forget all about
it". Lingering resentment which is encountered in many disturbed
children and adolescents is seen as a baffling phenomenon, which simply
ought not to be there. Children are manifestly "ungrateful" for
all the parents' sacrifices and efforts to teach them "right"
from "wrong", often since infancy. "Where did we go
wrong?" parents ask poignantly. This unfolding tragedy is accompanied
by painful stresses and failures in interpersonal relationships. Parents
who are caught up in this kind of process believe that they have the whole
weight of morality and social authority on their side. Nevertheless, the
damaging stress upon them is sometimes as great as it is upon their
children.
If these self-fulfilling misconceptions, which stem from the beliefs of
a bygone era can now be recognised as obsolete and counterproductive the
way is prepared for them to be replaced by an approach which is more
compatible with healthy and mutually satisfying parent-child
relationships.
3. Social Settings Relevant to Parenting Behaviour which may
Contribute to "Ecologically-Determined Maladjustment"
In pursuit of certain beliefs and values, Western societies have given
insufficient attention to many variables of the social settings relevant
to parenting behaviour. The important question "What qualities of the
environment and social settings promote healthy and mutually satisfying
parent-child relationships?" is seldom asked. Detailed consideration
is beyond my scope here, but l suggest that the conditions which often
prevail form an environment which is so biologically deviant that they may
contribute to "ecologically-determined maladjustment" through
adverse effects on parenting behaviour. For example, inadequacies in the
following areas are common:
The availability of companionship and support, as required, from an
extended family group and neighbours.
The availability of children or young people to assist the mother,
and to play with her young children. (It appears that the natural
setting for mothering behaviour includes access to other adults and
children.)
Opportunities for contact with the natural world.
The extent to which a father's work permits contact with his family,
or a mother's work allows her to care for her child at the same time.
Related to these are the economic pressures which arise from a high cost
of living and standard of material expectations in relation to earning
capacity.
Provision for help in the event of misfortune.
Architectural and administrative conditions may affect sensitive
aspects of maternal behaviour. For example, a Samoan hut in a natural
setting, with no walls but a curtain, may be more conducive to mothering
behaviour than a crisis-oriented maternity hospital, or a modern flat
with no safe outside space for play.
Affluence may help to improve some of these variables, but so far this
has not generally occurred. Many materially poorer and even non-literate
societies have made better provision in many of these respects than most
so-called affluent societies.
A TRUSTING, COOPERATIVE APPROACH TO CHILDREARING: THE
"BIO-PSYCHOLOGICAL REVOLUTION"
Though many parents, including those of a majority of disturbed
children, still display the basic distrust orientation today, it no longer
represents the childrearing ideas of some other parents and of many
professionals who are concerned with child development. Intermingled, to
an increasing extent, is a different approach which has been softening the
rigid authoritarianism of earlier times.
It may be termed a trusting, cooperative approach, and some of its
characteristics, and ways in which it contrasts with traditional attitudes
are outlined below in the Table. From an orientation of basic trust in the
biological givens influencing the needs and behaviour of the developing
human being, infants are seen as being immature, dependent creatures who
seek gratification and satisfaction according to their needs. They often
behave in ways that are influenced by mechanisms whose function is to
ensure that their needs are adequately met. Gratification is seen as
leading to satisfaction and contentment rather than to
"spoiling".
Table: Two contrasting approaches to early
childrearing deriving respectively from attitudes of distrust and trust
towards the genetic influences underlying the needs and behaviour of the
human infant
Ideas
Point of Contrast
A Distrustful Directive Approach
A Trusting, Cooperative Approach
Ideas Influencing parents' perception of, and responsiveness
to, the infant
Basic attitude:
Attitude of basic distrust and non-acceptance towards the
biological "givens" influencing the needs and behaviour
of the developing human being
Attitude of basic trust and acceptance towards the biological
"givens" influencing the needs and behaviour of the
developing human being
The infant is seen as:
(a) being selfish, demanding
(a) being immature, dependent
(b) wanting as much gratification and indulgence as he or she
can get (probably too much)
(b) wanting as much gratification and satisfaction as he or she
needs (an adequate supply)
To get gratification the infant may be perceived as behaving in
ways that are:
self-willed, demanding, manipulative, cunning (which may
confirm belief in inherent potential for badness)
influenced by possessing mechanisms whose function is ensure
that his or her needs are adequately met
Gratification may be perceived as leading to:
danger of "spoiling", if more than the right amount
is given
satisfaction and contentment; spoiling not a danger [60]
Ideas influencing parents' requirements of their infants
Emphasis in the basic parental goal is:
to control and direct the child's behaviour, and produce a
"good" child
(who will be obedient and conform)
to enjoy a good relationship with the child, and help to
produce a "whole", healthy person (who is likely to be
sufficiently "good'' also)
Method of childrearing:
(a) mould the child to a predetermined pattern; secure control
by regulating habits, and training to accept authority and
discipline
(a) aim to satisfy the young child's needs, and develop a
cooperative, mutually satisfying, affectionate relationship, in
which the potentialities of the child and parents unfold, blossom
and gradually mature. The developing capacities for
self-regulation are respected and encouraged
(b) teach "right from wrong" and demand obedience;
extinguish "naughty behaviour and insist on or reinforce
"good" behaviour
(b) teach avoidance of common dangers and gradually encourage
disposition to consider and respect the needs and feelings of
others, through experiencing this consideration within the family
(c) child's point of view often misunderstood or ignored, and
requirements often disregard the child's feelings and capacities,
so that hostility and negativism tend to be aggravated, and unless
these are repressed, control requires more force
(c) child's point of view more likely to be understood, and
requests consider the child's feelings and capacities, so that
hostility and negativism tend to be minimized; the child's
feelings are accepted in the expectation that sufficient (self)
control will be achieved as appropriate to the child's age; (the
options of exercising authority and sufficient force are still
available if essential)
(d) disapproval more frequent, and may be reinforced by
threats, punishment and sometimes violence, or inculcation of
guilt
(d) inconsiderate behaviour discouraged, but the quality of
relationships tends to make punishment inappropriate and it may be
seldom or never required [86, 88]
(e) timing: get in early (perhaps from birth
(e) timing: await maturation and encourage development
Apparent frequent outcome [1]
(a) increased risk of conflict, frustration, and stress in
unsatisfying relationships;
(a) mutual satisfaction in interpersonal relationships with joy
and delight (sometimes) as a natural reward for health-promoting
activities;
(b) sensitivity may be blunted; externally imposed discipline
may break down sooner or later in rebelliousness;
(b) sensitivity intact; adequate self-discipline develops as
appropriate the age;
(c) emotional maturation at risk; maladjustment and
psychopathology
(c) emotional maturation facilitated; mental health
The emphasis in the parents' basic goal is to enjoy a good relationship
with the child, and help to produce a "whole" healthy person who
is also likely to be sufficiently "good". The quest for
obedience and conformity is not a prevailing emphasis as in the basic
distrust orientation.
The method of childrearing aims to satisfy the young child's needs and
develop a cooperative, mutually satisfying, affectionate relationship, in
which the potentialities of the child and parents unfold, blossom and
gradually mature. The developing capacities for self-regulation are
respected and encouraged.
The parents teach avoidance of common dangers and gradually encourage a
disposition to consider and respect the needs and feelings of others'
through experiencing this consideration within the family.
The child's point of view is more likely to be understood, and parental
requests take into account the child's feelings and capacities so that
hostility and negativism tend to be minimized. The child's feelings are
accepted in the expectation that sufficient self-control will be achieved
as appropriate to the child's age. (The options of exercising authority
and sufficient force are still available if essential.) Inconsiderate
behaviour is discouraged but the quality of relationships tends to make
punishment inappropriate and it may be seldom or never needed [19,86,
88,91,92].
This approach is based on a different view of the nature of the child
and is more in accord with modern understanding of child development. It
appears less alien to the traditions of many non-Westernised societies,
including those of two hunter-gatherer groups whose mother-infant
interactions have been studied [63,93,94,95]. It is also more compatible
with a contemporary Christian understanding of interpersonal relationships
[96]. It has much in common with that identified by the Joint Commission
on Mental Health of Children [1] as characteristic of families with
emotionally healthy children.
Western society is belatedly realizing the need for an ecological
revolution in its approach to nature. In a comparable way modern insights
from a variety of disciplines appear to be offering a more healthy
approach to humans' understanding of themselves, particularly in relation
to childrearing and the parent-child relationship. This movement in human
awareness may be described as a "biopsychological revolution",
since it involves viewing human development in an evolutionary
perspective. From this perspective the healthy newborn baby may be seen as
the culmination of the selection process in social situations over
millions of years. By natural selection even minimal inherited
inadequacies tend to be eliminated over such a long period, while
beneficial characteristics tend to be perpetuated in the genetic structure
of the young. Therefore each universal feature which has been retained may
be of potential value. This line of reasoning can be applied to every
detail of human anatomy and physiology and also to some aspects of emotion
and behaviour [13,17,97,98,99]. Each one of our direct maternal ancestors,
in an unbroken sequence of generations extending back to the emergence of
mammals, survived a rigorous selection process and suckled young that grew
to maturity while others were eliminated in every generation. When we
consider the implications of such a pedigree, an attitude of respect for,
and trust in, the outcome of this process seems appropriate. The type of
approach outlined on the right side of the table is consistent with an
attitude of trust in the infant's biological "givens", including
their behavioural aspects. Thus when confronted with an infant displaying
a strong urge to do something or have it done for him, it can be
illuminating to consider whether this urge may have some genetic
component, being adaptive and of value for the child's development
[63,100]. This point of view is neatly expressed in the saying: "A
baby's wants are pretty much the same as its needs".
The evolutionary process has favoured a good, healthy "fit"
between the infant and the people who form its environment because a good
fit has survival advantages. To achieve this it appears that many
reciprocal mechanisms, which we are only beginning to understand, have
evolved as components of the healthy mother-child relationship[18,25].
Consequently, a mother normally derives satisfaction from that kind of
relationship which also satisfies the infant's requirements. A lack of
this good ''fit" is described by Balint [101] as an early source of
serious emotional disturbance.
In Western societies a partial breakdown in these natural processes of
mothering behaviour appears to have occurred on a considerable scale. Yet
of all the roles that people can play in modern society there is probably
none that accords more closely with the design of a human being than that
of bearing and nurturing an infant. Mammals display mothering behaviour
through the development, in a facilitating environment, of drives arising
from their physical structures, and not through any sense of duty or
obligation. There is reason to believe that the fundamental human
equipment is no exception. It has the same plan with some added
refinements since natural selection does not favour a deterioration in
such essential processes. From this perspective follows a concern to
respect the biological "givens" and facilitate the processes by
which good mothering behaviour normally develops. Wherever appropriate the
relationship with the male should be regarded as included in this
discussion. It appears that in humans there also may be biological
mechanisms in the males whereby early contact with the baby helps to
elicit feelings and behaviour which promote good fathering [26]. Freedman
[100] states that among most primates the care of the young is largely the
female's job and only in the gibbon and man is there cooperative care of
the young by a male and female unit.
It is increasingly recognized that the foundations of mental health and
sound personality development are laid during early childhood. However it
is not generally understood that this does not require the parents to
strive for early versions of the finally desired behaviour since infancy
is not so much a prime opportunity to mould the child but rather a time to
seek to satisfy the infant and enjoy the unfolding of many built-in
qualities in the setting of trusting and mutually rewarding relationships.
These qualities which give joy to, or "reward", the parent are
normally present precisely because their appeal to adults and the adults'
nurturing response have been adaptive and of survival value to children as
a selective advantage in human evolution [16]. What are being laid down in
infancy are the broad bases of interpersonal relationships and the quality
of the emotional and fantasy life. From these will be derived the later
attitudes to people and the ways in which they will be perceived.
The need for children to develop a ''basic trust" in their parents
is emphasized as an important "psychosocial task" or
"crisis" [1,102]. However it is seldom acknowledged that
parental attitudes involving basic trust in the nature of children are a
logical precondition for this development, and that, conversely, parental
attitudes involving basic distrust are obstacles for children in this
"task". Thus, to promote psychological health, the requirement
appears to be that young children's biologically-determined needs should
be met in such a way that they will feel adequately satisfied, accepted
and loved for what they are, especially in the first year or two of life.
A minimum criterion of "adequacy" might be that distress in the
infant should not reach a level at which pain or feelings such as anxiety,
rage, or guilt bring into action pathological mechanisms in the infant, or
vicious circles of negative interaction in the parent-child relationship.
It is the responsibility of the medical and allied professions
(including social planners) to facilitate the healthy aspects of these
processes, seeking to protect from pathology while avoiding unnecessary
interference with the patterns of nature [92]. The traditional axiom primum
non nocere, first and foremost do no harm, applies here. During
infancy, which in Rheingold's [103] definition lasts until speech is
normally acquired, the appropriate management of children for good mental
health appears to be determined more directly by their biological needs
than by the future requirements of the society in which they live. This is
contrary to assumptions based on the doctrine of cultural relativism. If
subhuman primates and many non-literate peoples can normally supply the
basic early requirements for the healthy psychological nurture of the
young, it should be possible to use the amenities of civilization to
create an environment which will enhance rather than jeopardize successful
mothering.
When considering social learning it is important to recognize that,
since humans evolved as social animals, we build on processes with a long
biological history. It follows that it is likely to be fruitful to study
in-built mechanisms which have the potential to regulate interpersonal
behaviour, since these would be relevant for childrearing
[16,18,42,87,88,97].Thus Ainsworth et alii [97] state:
It is our view that infants are genetically biased towards
interaction with other people from the beginning …. A child is
pre-adapted to a social world, and in this sense is social from the
beginning … If an infant is reared in a social environment not too
dissimilar from that in which the species evolved — an environment
in which adults are responsive to the signals implicit in his
behaviour — it seems likely to us that he will gradually acquire an
acceptable repertoire ofmore 'mature' social behaviours
without heroic efforts on the part ofhis parents specifically
to train him to adopt the rules, proscriptions, and values that they
wish him to absorb. Because of these considerations we find the
concept of 'socialisation' essentially alien to our approach.
This accords with the concept of the "innate sociality" of
the child as described by Liedloff [19].
CLINICAL APPLICATIONS
A trusting, cooperative approach to childrearing is gaining acceptance
and is implicit in much of clinical child psychiatry and psychotherapy.
Gordon [86] has successfully adapted some principles of therapeutic
counselling and communication to enable many parents to enrich the quality
of their family relationships through greater satisfaction of needs which
are biologically based. Recognizing the implicit revolution involved,
Gordon states that this involves "nothing less than an entirely new
philosophy for dealing with children and youth, a new Bill of Rights for
the young".
In the clinical diagnosis and management of emotional disorders in
childhood there is need to incorporate the biological perspectives
outlined earlier. For example, behaviour modification techniques are often
employed in a manner which represents an antidotal rather than a
corrective adaptation to symptoms which are often the manifestation of
"ecologically-determined maladjustment". Even in the
contemporary urban situation there is scope for exploring solutions with a
corrective, and not just an antidotal, component. As those people who care
for children begin to have a greater understanding of the biological
processes with which they are involved, there are many opportunities for
considering how to work with nature and not against it. Many of the
behavioural problems in infancy and childhood appear in a different
perspective, which can be illuminating to those who counsel parents, and
to parents themselves.
To the extent that there is validity in the biological approach I have
outlined, the appropriate therapeutic management should not infrequently
include a component which I suggest may be described as a kind of
'bio-psychological reorientation". This often includes a change from
a basic distrust orientation towards a more trusting cooperative approach
to childrearing. Such changes help to resolve clinical problems.
CONCLUSION
Amid the shifting sands of opinions about how infants and children
should be reared, an evolutionary perspective suggests that there does
exist, in the universal aspects of the human genetic data, a kind of
biological "absolute", "constant", or touchstone
against which the appropriateness or otherwise of a system of child
rearing must sooner or later be evaluated. There is much that we do not
yet know about this biologically given "constant", but we are
reasonably certain that it exists and its behavioural influences and
relevance for childrearing, particularly early childrearing, are
increasingly being recognized. A system markedly out of harmony with this
may be expected to produce a greater level of conflict, stress and
pathology, and there is some statistical evidence to suggest that, not
only in childhood but also in infancy, this situation exists in some
English-speaking societies today [5l,52,90]. It is desirable that this
situation be understood and remedied in Western societies, and it would be
most regrettable if, in the meantime, it were to be transferred to those
developing societies where it has been much less evident.
ACKNOWLEDGEMENTS
This publication was produced with the assistance of a grant from the
Inger Rice Foundation of the Australian Capital Territory which fosters
activities concerned with improving mother-child relationships. The
Foundation's generosity is gratefully acknowledged. I am indebted to many
people, especially to Dr Ronald G. Every for introducing me to the
evolutionary perspective. I am grateful to Professor Barry Nurcombe, Dr
David Bell, Dr R. G. Every, Mrs. Annette Hamilton and Mr. P. Ritter for
critical assistance with the manuscript, and to Miss Leonie Smythe and
Mrs. Barbara Playle for patiently typing successive drafts.
The quotation from Reference 97 was reprinted with permission from
Ainsworth M.D.S., Bell, S.M. and Stayton D.J., in The Integration of a
Child into a Social World, edited by M.P.M Richards, Cambridge
University Press. London, 1974.
ADDENDUM
Some recommendations arising from the material in this paper were
offered in a Report Towards a Preventive Mental Health Program for
Children and their Families: Suggested Guidelines, (Chairman:
P.S.Cook), published by the Northern Metropolitan Health Region (Sydney),
Health Commission of New South Wales, P.O. Box 457, Chatswood, N.S.W.
2067.
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Copyright. This paper was first published in the Medical
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Footnote: In a longitudinal study in
Sydney (Cook, P. S., Kiely, P, and Armour, P., unpublished) a multiple
choice, child development questionnaire was developed to assess beliefs
and attitudes about infant care, on a trust-distrust' dimension as
outlined in the Table (that is, it provides a measure of the basic
distrust orientation in relation to infant care). This questionnaire was
completed by 35 baby health sisters, 43 early childhood educators, and 142
mothers in two maternity hospitals with their first babies. The results
suggested that the mothers had significantly more "distrusting"
ideas than the professional groups; in fact only one mother gained a score
as low (that is, as trusting) as that of half the professionals. On
multiple follow-ups over 18 months a sub-group of mothers with the most
distrusting scores reported more problems with their infants than a
subgroup with the least distrusting scores which were available from this
sample.
[A fuller account of this study, with three-year follow-up, was
described in Early Child Care - Infants and nations at risk, by
Peter S. Cook, News Weekly Books, Melbourne 1997, pp186-7.]
Dr. Peter S. Cook is a retired Sydney, Australia child and family
psychiatrist, who writes on preventive child and family mental health. He
is the author of Early Child Care: Infants and Nations at Risk
(Melbourne: News Weekly Books, 1997).