Special Supplement to The Medical Journal of Australia, August 12, 1978.
(The whole of the Literary Matter in The Medical Journal of Australia is
Copyright)
Childrearing, Culture and Mental
Health:
Exploring an Ethological-Evolutionary Perspective in Child Psychiatry
and Preventive Mental Health with Particular Reference
to Two Contrasting Approaches to Early Childrearing
Peter S. Cook, M.B., Ch.B., M.R.C.Psych.,
F.R.A.N.Z.C.P., D.C.H. Consultant Child Psychiatrist, Queenscliff
Health Centre,
Health Commission of New South Wales (in Sydney) [at time of
publication]
Address in 2001:
62 Greycliffe Street, Queenscliff, (Sydney) NSW, 2096,Tel 61-2-99052798,
or PO Box 65, Repton, 2454.Tel 61-2-66534511
E-mail :pcook62optusnet.com.au
Med. J. Aust. Spec. Supp., 1978, 2: 3-14.
A shift of historic
significance in some aspects of Western attitudes to childrearing is
occurring. In this period of transition the coexistence of two
contrasting approaches to childrearing has given rise to much
contradiction and confusion in the advice offered to parents. This
paper seeks to explore some mental health aspects of this situation
from an evolutionary and historical perspective. The term
"phylogenetically-" or "ecologically-determined
maladjustment" has been proposed for that particular kind of
disturbance in an organism, or in a population, which is due to the
fact that the environmental conditions have deviated significantly
from those to which the species has become genetically adapted
through evolution. This concept, which is a corollary of Darwinian
theory, has health implications and appears relevant in psychiatry
both for understanding psychological disturbance and for promoting
mental health. It is particularly applicable in early childhood. I
suggest that childrearing in English-speaking societies is emerging
from an era in which many widely held beliefs, values, attitudes,
and practices have been so out of harmony with the genetically
influenced nature and needs of mothers and their developing children
that they have contributed to conflict, stress, and emotional and
behavioural disturbance in the infant and developing child. An
attitude of basic distrust towards the human biological
"givens", combined with a belief in coercion, have
characterized this approach to childrearing, which is here termed
the "basic distrust orientation". It is undesirable that
developing countries, seeking beneficial, scientifically-based
advances, should also inadvertently and unnecessarily import some of
these tenets and practices which may be prejudicial to mental
health. The basic distrust orientation is contrasted with a
"trusting cooperative" approach to early childrearing
which appears to be more in harmony with the nature and needs of
developing children and their parents. These principles are relevant
to the diagnosis and therapeutic management of emotionally disturbed
children. They also suggest guidelines for the promotion of mental
health. It is necessary to understand and respect the biological
"givens", together with the potentials of such in-built
regulatory mechanisms as have evolved, and then to cooperate with
them, rather than work against them in the approach to early
childrearing, family life, and the social settings in which they
occur. In many ways this can be, and is being, done now.
All the world loves a baby, so it is said
. We as a
society do not act that way. A newborn baby is a reaffirmation
of the miracle of the creation of life. Most infants are
near-perfect at birth and possess enormous potentialities for
bringing deep joy to themselves and others. - Joint Commission on Mental
Health of Children[1]
In fact, judged by adult social standards the normal baby is
for all practical purposes a born criminal. - Glover [2]
We are more sensible of what is done against culture than
against nature.
- Plutarch [3]
An essential theme of this paper is that to promote mental health
we must learn to understand and work with nature rather than against
it, especially in the care of infants and young children. De Mause,
[4] in The History of Childhood, considers that from the
mid-twentieth century, the traditional Western mode of childrearing,
which has emphasized moulding and socializing the child, began to be
replaced by a different mode, more concerned with helping the child.
It appears that the present period is one of transition, and the
coexistence of two different approaches to childrearing which have
some fundamental points of contrast, as will be discussed later,
gives rise to many contradictions in the advice offered to parents,
and causes much confusion. This problem is seldom clearly
acknowledged in books about childrearing, though it is recognized by
Spock [5]in the following statement:
"There is always an argument going on, audibly or
silently, between people who have two quite opposite attitudes
about how children should be raised. There are those who feel
that children are real human beings who are striving to become
more mature, have generally good motives, are eager to learn,
are perceptive of the truth and deserve kindness and respect
despite their inexperience and their need for constant adult
guidance. At the opposite extreme are those who believe that
children are naturally lawless, lazy and uncivilized; that they
can be held in line only by pressure, material rewards, threats
and physical punishment administered by parents and teachers who
make all the judgements and decisions. They assume that if
children are not controlled with a stern hand they surely wil1
end up incompetent or delinquent. Most people are not at the
extremes in their views but lean in one direction or the
other."
This paper endeavours to explore some mental health aspects of
this situation from an evolutionary, and from an historical
perspective, developing the thesis that an approach is now emerging
which appears to be much more in harmony with human emotional needs
and conducive to mental health than the approach which has prevailed
in the past. An important corollary of this situation involves the
desire of "developing" nations and societies to share the
benefits of Western medicine and technology. There is a possibility
that, along with beneficial scientific advances, Western societies
tend to export some of their traditional practices and childrearing
tenets which cumulatively may be prejudicial to mental health
through their impact on parenting behaviour and child development.
Some of these ideas and practices are not scientifically based,
are not an essential part of the benefits sought by the developing
societies concerned, and they may be quite alien to the traditions
of these societies. Moreover they are being questioned increasingly
in the Western societies where they originated. Some examples of
these ideas and practices include: the separation of a mother from
her newborn baby in the maternity hospital; scheduled feeding,
usually four-hourly, with consequent reduction in suckling
opportunities, sometimes prejudicing lactation; a reluctance to pick
up crying babies for fear of "spoiling" them; the placing
of infants in separate rooms at night; the tendency to reduce
mother-infant contact and to interfere by day and by night with
natural patterns of attachment behaviour[6]; and a concern to mould
children's behaviour from an early age.
In the past the attitude to such matters has been influenced by
the doctrine of cultural relativism. This view has suggested that it
is inappropriate to make value judgements about our own or any other
society's patterns of culture in such matters as its childrearing
practices, since these are assumed to follow a pattern which best
suits the people in the society concerned. However, as Huxley [7]
pointed out, this doctrine neglects the lessons of biology. One
theme I explore here is that a biological approach offers a more
fundamental perspective from which to evaluate various aspects of
Western culture relevant to childrearing, and also to evaluate the
desirability, or otherwise, of their adoption in developing
countries. Some principles arising out of an evolutionary
perspective are outlined, and I then relate these principles to some
areas of childrearing which are relevant to mental health.
Health and an Evolutionary Perspective:
Some Theoretical Considerations
Boyden[8] has emphasized that the insights provided by the study
of human biology can contribute substantially to understanding and
overcoming health problems. The medical approach traditionally
consists of recognizing an undesirable form of ill-health and
attempting to find the cause, or at least a cure, whereas the
biological approach works in the other direction. It involves
viewing modern humans in an evolutionary perspective, noting the
biologically significant environmental and behavioural changes
imposed on them by their culture, and inquiring into their
biologically determined reactions to these changes.
Humans, who have evolved over millions of years from other
primates, have lived for most of their history as hunter-gatherers.
About 10,000 years ago some humans began to adopt a different way of
life. This period (about 400 generations) is too short for any
substantial changes to have occurred in the human
phylogenetically-determined characteristics: that is, the genetic
characteristics of Homo sapiens which result from the
evolutionary history (or phylogenesis) of the species.
Boyden[8] proposed the term "phylogenetically-determined
maladjustment" (or simply "phylogenetic
maladjustment") for that particular kind of disturbance in an
organism or population which is due to the fact that the
environmental conditions have deviated significantly from those to
which the species has become genetically adapted through evolution.
He pointed out that this principle is of great importance in
understanding patterns of health and disease in humans and other
species. It appears relevant to psychiatry both for understanding
psychological disturbance and for promoting mental health.
Boyden and his co-workers[9,10] have acknowledged that this term
is unsatisfactory since it is not the phylogenesis but the
environment which is at fault in not matching those biological
requirements which have been determined during the phylogenesis or
evolutionary history of the species[11]. Unfortunately a
satisfactory term embodying both the phylogenetic and the
environmental components of the concept has not yet been devised.
Hence, the term "ecologically-determined maladjustment" is
used here instead*, bearing in mind that an evolutionary perspective
is implicit in the word "ecology".
* [Footnote: For a discussion of this problem see McClelland et
al [10]and Boyden et al [9].In these publications the
concept is termed "the principle of evodeviance" based
on the term "evodeviation" . This appears a useful
term, but the maladjustment arising from it is still called
"phylogenetic maladjustment," because it is due
fundamentally to the fact that the phylogenetically determined
characteristics of the species are not suited to the new
environment. This does not fully resolve the original objection
and for the purposes of this paper the term
"ecologically-determined maladjustment" seems less
open to misunderstanding.]
Despite problems of terminology the principle itself is a
corollary of the Darwinian theory of evolution which states that
species become, through natural selection, increasingly well adapted
to the environment in which they are evolving. If environmental
conditions change the species is likely to be less well adapted to
the new conditions, and physiological or behavioural maladjustment
may occur. In nature, if environmental changes persist,
maladjustment leads in the long run to a fall in population, and
eventually to extinction, or through natural selection to genetic
adaptation to the new conditions. In the human species exposed to
the new conditions of civilization, however, neither of these
solutions has resulted, because the changes have occurred too
rapidly for appreciable genetic adaptation and also because the
human species has recourse to a further adaptive process known as
cultural adaptation.
Cultural Adaptation
In cultural adaptation society introduces measures aimed to
counteract or eliminate the signs of "ecologically-determined
maladjustment". These measures may be either corrective or
antidotal (that is, symptomatic). Corrective measures aim to reverse
the unsatisfactory biological conditions ultimately responsible for
the state of "ecologically-determined maladjustment". In
antidotal measures these underlying causes are ignored, and
adaptation is simply directed at a symptom or at an immediate cause
of the disorder. For example, dental cavities arising from an excess
of carbohydrates in the diet may be approached by appropriate
changes in the diet (corrective adaptation) or by developing a
profession skilled in filling cavities (antidotal cultural
adaptation). One of the disadvantages of antidotal adaptation is
that by merely treating the symptoms of a disorder which is due to
deteriorating environmental conditions we may be allowing the
conditions to continue to deteriorate. Boyden points out that
doctors and policemen are usually agents of antidotal, rather than
corrective, responses to "ecologically-determined
maladjustments".
Clearly the urban environment of modern humans deviates
extensively from that to which they have been biologically adapted
through evolution. Many advantages of civilization appear obvious,
and few people would forego them. Nevertheless, a deeper
understanding of biological processes demonstrates that it may be
difficult to determine the full extent of the benefits and the
disadvantages which will arise from any given deviation from the
evolutionary environment. If we review our cultural environment in a
biological perspective, areas of deviation appear which involve a
significant and unnecessary risk of "ecologically-determined
maladjustment" without adequate compensatory benefit.
"Ecologically-Determined
Maladjustment'' and Childrearing
Important comparisons have been made between the hunter-gatherer
way of life and that of modern urban humans [8] but unfortunately
little attention has been given to those differences which
particularly affect the child from birth onwards. Since childhood,
especially infancy, is the formative and most vulnerable period of
life, "ecologically-determined maladjustment' is likely to be
particularly significant then. The general principle of
"ecologically-determined maladjustment" may be applied to
psychological maladjustment in childhood in the following way.[12]
It is increasingly recognized that Homo sapiens, as well
as other animal species, is genetically biased to behave in ways
that promote individual and /or population survival in the
environment to which the species was originally adapted through
natural selection.[6 13-18] Psychopathology may arise from a
mismatch between the genetic influences and biases underlying the
needs and behaviour of the developing human being on the one hand
and the provisions and demands of the environment on the other. In
childhood, disturbances of development are likely to occur in
proportion to the extent to which the rearing environment differs in
significant ways from the original environment of evolutionary
adaptedness, and especially when the rearing environment cuts across
the grain of behavioural tendencies which are deeply rooted in the
species because of their important survival functions [12]. These
findings are contrary to an assumption that is commonly held: that
our species is infinitely modifiable. Of course, other factors,
including individual vulnerability, affect the outcome in any
particular case.
Liedloff [19] discussed some of the above issues in terms of the
"inherent expectations" with which the human infant
confronts life, the design of a species being a reflection of the
environmental conditions to which it has become adapted or has come
to "expect" through the ' continuum" of its
evolutionary history. If an infant is exposed to a stressful
situation for which it has not been prepared by its evolutionary
history the limits of its adaptive capacity may be strained or
exceeded.
In relation to the genesis of psychopathology this appears to
accord with the formulations and research reports of Janov
[20,21,22] and Holden [23] which suggest that neurotic and
psychosomatic disorders arise from an overload of physical and
psychological pain which cannot be integrated by infants and young
children. Janov terms this "primal pain", and Holden
reports that there are a number of physiological correlates of
neurosis which are measurable, and, conversely, physiological
changes which occur, as neurosis is reversed in primal therapy.
The "Contragenetic" or "Basic Distrust"
Thesis
I have been exploring a specific application of the above
principles, namely the thesis that childrearing in English-speaking
societies, and to varying extents in some others, is emerging from
an era in which many beliefs, values, attitudes, practices, and
related features of the social settings, have been so out of harmony
with the genetically influenced nature and needs of mothers and
their developing children, that they have contributed to conflict
and stress in parent-child interactions, and thus to psychological
and behavioural disturbance both in the child and in his or her
parent(s). Many of these ideas and their derivatives cluster
together and appear to stem from an underlying distrust or
misunderstanding of, rather than respect for, nature as represented
in the human biological data or "givens". This approach
may therefore be referred to as a "contragenetic" or
"basic distrust orientation" since it encourages a
tendency to work against nature rather than to co-operate with it
[24].
Some relevant material may be considered as three overlapping
topics as follows.
1. Practices relating to Childbirth, Lactation, Early Mothering
and Attachment
Each of these processes depends on mechanisms which humans share
with other primates. The survival of all mammalian species has
depended on effective mating, delivery, and lactation. There appear
to be important elements of satisfaction in each of these aspects of
reproductive function which are normally associated with release of
the hormone oxytocin. These mechanisms have a long evolutionary
history of successful functioning. There are other biological
mechanisms whereby events such as the arousal of fear may inhibit
these processes. Some of the mechanisms, for example those involved
in lactation [25] and mother-infant bonding [26], are also very
sensitive to disruption by environmental conditions when these
deviate too far in some significant way from the conditions which
prevailed in the evolutionary environment.
Childbirth and Lactation
Thus pleasurable, sensuous stimulation in breast feeding is an
essential aspect of the natural mother-baby pair bond. For many
mammals "continuous association with actively suckling young is
necessary for the development of normal maternal behaviour.
In other words, the mother's behaviour is dependent on stimulation
by the young" [27, 28]. Yet maternity hospitals are seldom
organized with this in mind. Separation of the newborn baby from its
mother appears to be a significant source of
"ecologically-determined maladjustment", through
interference with mechanisms which have evolved to initiate
mothering behaviour. Klaus and Kennell [26] report many studies
showing that mothers who have close contact (preferably
skin-to-skin) with their babies during the first hours and days
after delivery are more likely to breastfeed their young and they
also show significant long term differences in mothering behaviour
compared with those mothers who had a "routine" separation
from their babies in maternity hospital. These findings accord with
those in many mammals, which reject their young after neonatal
separation. The evidence suggests that neonatal separation may
contribute to mothering disturbances, including child abuse and
failure to thrive. There is also evidence cited by Klaus and Kennell
[26] suggesting that exclusion of the father from early contact with
his new baby adversely influences the development of his feelings,
attachment, and behaviour as a parent.
Some other maternity hospital practices which lack scientific
justification and appear to be potentially harmful are reviewed by
Haire [29] in The Cultural Warping of Childbirth. She
concludes:
Most of the practices . . . have developed not from a lack of
concern for the wellbeing of the mother and baby but from a lack
of awareness as to the problems which can arise from each
progressive digression from the normal childbearing experience.
Like a snowbal1 rolling downhill. as one unphysiological
practice is employed, for one reason or another, another
frequently becomes necessary to counteract some of the
disadvantages, large or small, inherent in the previous
procedure.
Many of these practices cut clumsily across the fabric of
hormonal and other mechanisms which have evolved to promote healthy
mother-infant relationships [25]. An important example is afforded
by the adverse effects which pain-relieving drugs administered
during labour and delivery may have upon the behaviour of the
newborn. They may suppress the baby's sucking capability past the
critical period for establishing an effective sucking reflex
[25,30,31,32].
In relation to feeding, natural selection has ensured that in an
appropriate environment every organism normally has mechanisms to
regulate the nature and timing of its food intake. Western medicine
has not yet overcome a distrustful urge to regulate an infant's food
intake in arbitrary and artificial ways. The restriction of infant
feeds to a four-hourly schedule, without night time suckling, lacks
biological precedent and scientific justification [33]. The custom
distresses some babies, and contributes to failures of
breastfeeding. The widespread early failure of lactation in Western
societies appears to be both an example, and in its turn a further
source, of "ecologically-determined maladjustment". All
mammals have been selectively bred for successful lactation. Homo
sapiens being no exception, a sudden extensive failure in this
area must be environmentally determined [25,34,35] Moreover, the
increasing substitution of cows' milk for breast milk disregards the
molecular precision with which evolutionary processes have matched
the natural formula to the needs of the infant, and there is
accumulating evidence of many subtle differences, with the potential
for immediate and later adverse effects. There is also evidence that
the early introduction of a mixed diet before four months may be
harmful [36,37]. The National Health and Medical Research Council in
Australia stated [38]:
Breast milk has evolved to meet ideally the needs of babies
and can provide their total nutritional requirements up to about
six months of age. It also has important protective effects
against various diseases, including gastro-enteritis and chest
infections. No form of artificial feeding is as nutritious as
breast milk nor as effective against infections. Furthermore,
substitutes for breast milk interfere with the supply of breast
milk by removing the important physiological stimulus of
sucking. Unnecessary 'complementary feedings' are undesirable
and should, therefore, be discouraged.
Early Mothering and Attachment
Disorders of attachment behaviour and the consequences of
preventable mother-child separation [6,14,39,40] may be seen as
examples of "ecologically-determined maladjustment". I
suggest that the attachment to transitional objects, such as cuddly
blankets, described by Winnicott [41] may be a minor example,
arising from the relative lack of parent-infant body contact which
frequently occurs in Western societies. Natural selection has
ensured that all mammals have mechanisms to keep the young by the
mother. Baby primates maintain body contact and, ascending the
evolutionary scale, progressively more help is required to achieve
this. Born at a stage when most mammals would remain in the uterus,
the attachment between human babies and their mothers is dependent
on highly developed mechanisms, involving body contact and the
mothers' response to crying, sucking, smiling and babbling. It is
therefore important that this natural response should not be
stifled. It is not until much later, perhaps three years of age,
that the infants will follow their mothers for a sustained period,
as "lower" mammals do from birth.
Non-nutritional sucking appears to be an integral part of
attachment behaviour, serving to maintain close contact with the
mother. When old enough to venture away for short periods primate
infants frequently reunite with the mother, especially at any sign
of danger, when they cling and suckle. All primate infants,
including humans in some societies, spend much time suckling a
nipple or a nipple-like object, although for much of that time they
are not obtaining food. Babies who are able to engage in
non-nutritional sucking are more likely to be content and relaxed
than those who cannot [6,40,42]. Ironically, for all its so-called
"permissiveness", our society seldom permits attachment
behaviour to develop naturally with a sensitive responsiveness to
the signals and promptings which infants and young children display
[40].
Another area due for review in a biological perspective is the
question of where an infant should sleep, and whether parents should
rock or carry infants to help them to go to sleep. Spock [43]
positively advises against walking a baby to sleep, and rocking
cradles have gone out of fashion after a misguided paediatric
campaign starting in the 1890s [44]. Yet babies certainly love being
walked and rocked to sleep. Similarly, Harlow's [45] infant monkeys
showed a marked preference for cloth "mothers" which
rocked rather than for those which remained still. Whiting [46]
observed that in most societies the world over, infants sleep beside
or near their mothers during the nursing period. In Western
societies, however, it has become customary to warn mothers that the
sooner babies are sleeping in their own rooms the better, and that
taking an infant into the parents' bed is certainly undesirable.
This comparatively recent notion is consolidating into a peculiar
taboo of our culture which appears to be unique in human and
mammalian history. Newson and Newson [47] recorded the conflict and
apologetic guilt which British parents may feel about breaking this
taboo. Although young humans would have evolved with an awareness of
sexual intercourse, Fenichel [48] advised: ''It is good to avoid
letting children witness sexual scenes between grown-ups". Such
opinions, stemming from experiences in cultures where psychosexual
disorders are endemic, have recently, in Western societies, been
extended to the point where semi-official paediatric advice is that
"the new baby should have a sunny, airy room to himself"
[49]. There is apparently no scientific evidence to support such
recommendations which lack biological precedent. Rees, after
offering similar counsel in a psychiatric textbook adds:
"Common problems of sleeping are insomnia, night terrors and
sleep walking". He might have added rocking and head-banging
which raises the question of the function of the cot in implementing
these beliefs.
De Lissovoy [5152} found that, of a large series of full-term
babies born in New York, 32% of the boys and 22% of the girls were
persistent rockers and head-bangers. He repeated the study twice
with essentially the same results, [53] but found no satisfactory
explanation for it. He noted that Margaret Mead never saw this
behaviour in the non-Western societies she studied. I suggest this
behaviour is a manifestation of "ecologically-determined
maladjustment". Mason et alii [54] stated that one of
the most striking characteristics of the maternally-deprived young
primate is some form of habitual rhythmic movement, usually rocking
or swaying of the body, and the evidence suggested that such
repetitive stereotyped behaviours were related to deprivation of
stimuli from the mother. De Lissovoy's illustrations all show the
infant confined in a cot or play pen. From the infant's point of
view, this may be a cage restricting movement and natural patterns
of attachment. The early environment of these infants appears to
depart in significant ways from the biological norm [44].
In discussing the relationship of culture and emotional
disturbance, Montagu recalls Bostock's [56] interpretation that the
human gestation period is not completed until about eight to 10
months after birth. Certain characteristics of the mother and baby
have been reciprocally selected, forming a "symbiotic"
unit for many months after birth, with body contact, support, and
breastfeeding being natural features of this
"exterogestate" period.[36,57]. These are qualities of the
normal early environment of all non-human primates and of human
infants in many non-Western societies [44,58]. Liedloff [19] has
described this as the "in-arms" stage of human
development. In societies with this type of close mother-baby
contact, infants cry much less than in those societies which follow
traditional Western patterns.[58 59] In this context the trend of
some Western mothers (and fathers) towards increased carrying of
their infants with perhaps the aid of a suitable cloth device or
sling appears to be a healthy one. Similarly, with increasing
recognition of the customs in other cultures, Western parents are
being invited to adopt a more relaxed and less anxious approach to
close parent-infant sleeping arrangements [19,61,62].
Ainsworth [l2] described the identification of "tender,
careful holding" behaviour which engendered in the baby a
positive response to physical contact. This positive response in
turn inspired the mother to affectionate display which consolidated
the baby's pleasure in contact -- a virtuous cycle. Babies so
handled did not become spoiled, over-dependent and unhappy when not
in contact; even during the first three months, they would protest
less frequently when put down. By the end of the first year the
babies who most enjoyed physical contact were also cheerful about
its cessation, and ready to turn to independent exploratory play.
Ainsworth discusses this in the context of studies such as the
following by Blurton Jones [42] and Konner [63].
The relevance of animal studies to human psychobiology is a
complex matter and they must be interpreted with caution [64], but
findings such as those in Blurton Jones [42] are important. He posed
the question whether humans had evolved as one of the species in
which the mother caches (that is, hides) the infants in a safe place
returning periodically to feed them, or as a carrying species in
which the mothers carry their infants wherever they go and feed them
frequently, as do monkeys and apes. He compared humans with members
of caching species on the one hand, and with higher primates on the
other, and concludes from a number of anatomical, behavioural and
physiological indices (including composition of the milk) that the
human species is indeed pre-adapted to be a carrying species. The
human species shows features in both the mother and the baby which
are typical of those mammals in which the young feed almost
continuously.
Konner [63] studied the African Bushmen who live by hunting and
gathering, the mode of adaptation throughout the evolution of
humanity until recent times. He found that from the first weeks of
life the infants, when awake, are carried on the mother's hip, or
side, in a sling. The babies cried very little and their mothers
responded promptly to their signals. Despite our traditional
expectations the children did not emerge as spoiled and
overdependent. Konner states [63]:
The horizontal (position) is almost unknown to them during
their waking life. From their position on the mother's hip they
have available to them her entire social world, the world of
objects (particularly work in the mother's hands) and the
breast, and the mother has immediate easy access to the infant.
When the mother is standing, the infant's face is just at the
eye-level of desperately maternal 10 to 12 year old girls who
frequently approach and initiate brief, intense face-to-face
interactions, including mutual smiling and vocalization. When
not in the sling they are passed from hand to hand around a fire
for similar interactions with one adult or child after another.
They are kissed on their faces' bellies, genitals, sung to,
bounced, entertained, encouraged, even addressed at length in
conversational tones long before then can understand words.
Throughout the first year there is rarely any dearth of such
attention and love.
Nor is access to the world of objects in any way restricted,
although there are no infant toys . . . the entire natural world
is open to them.
Institutional Day Care-of Infants
The practice of placing infants in day care centres for most of
the day without a mother or relative requires consideration in an
evolutionary perspective and in the light of studies such as those
cited above [12]. Since such arrangements involve multiple
significant deviations from the environment to which the infant is
biologically adapted, they should be viewed with caution, and the
burden of proof that such deviations are harmless should lie with
those who advocate them. Full day care of the infant is often
recommended as the answer to an already unsatisfactory situation. In
this case it should be recognized that this is in many ways an
antidotal rather than a corrective remedy in terms of the
distinction described earlier. Antidotal or symptomatic remedies are
more likely to have undesirable "side effects", and
require careful study. Definitive research is peculiarly difficult
in this area. Though some studies have reported no differences,
Blehar [65] using a sensitive test, found that full-time day care
made for child-mother relationships of an anxious quality in
comparison to those of home-reared children of the same age. She
attributed this to the repeated, long, daily separations involved in
day care.
2. The Basic Distrust Orientation to Childrearing
I suggest that in many of the disorders seen in paediatrics and
child psychiatry, difficulties of the type outlined in the preceding
section have been compounded by continuing parent-child conflicts
many of which stem from the philosophy of childrearing which is here
termed the basic distrust orientation.
This may be defined as a system of childrearing tenets which stem
from an attitude of distrust towards the human biological
"givens", combined with a belief in directive childrearing
techniques. It may begin to operate any time after birth and
continue throughout childhood. As the expressions of this
orientation are less sharply focussed today than in the past, it may
be clearer to introduce it in a brief historical perspective.
A. The basic distrust orientation in the past.
Western cultural beliefs about childrearing are seldom
considered in the light of the underlying assumptions and
traditions from which they have arisen. Wolfenstein [66] has
documented the marked changes in official advice on childrearing
in the United States between 1914 and 1951 as reflected in the
official publication Infant Care [67]. Many of these
changes appear to represent a movement away from a basic distrust
orientation towards a greater basic trust in, and understanding
of, the biological "givens". They represent a trend
towards working with nature rather than against it. This
trust-distrust dimension is significant in many aspects of
childrearing. It is important to recognize the developing view of
the nature of humans which underlies such changes.
A somewhat negative, distrustful attitude to the body, or to
the "flesh" and its desires, as a source of evil, has
been deeply influential in Western culture. Much has been written
about the impact of this on sexuality, [68,69,70] but its
influences on the handling of infants and young children have not
been adequately recognized.
The Newsons [71,72], discussing the social context and
prevailing moralities draw attention to the belief of John Wesley
(1703 - 1791) [73] that the child's eternal destiny depended on
breaking its will. In a sermon "On Obedience to Parents"
Wesley quotes a letter from his mother, Susanna, saying:
In order to form the minds of children the first thing to
be done is to conquer their will . . . Heaven or hell depends
on this alone. So that the parent who studies to subdue it
(self-will) in his children, works together with God in the
saving of a soul: The parent who indulges it, does the devil's
work . . . This, therefore, I cannot but earnestly repeat, —
Break their wills betimes; begin this great work before they
can run alone, before then can speak plain, or perhaps speak
at all. Whatever pains it cost, conquer their stubbornness;
break the will, if you would not damn the child. I conjure you
not to neglect, not to delay this! Therefore, (1) Let a child,
from a year old, be taught to fear the rod and to cry softly.
In order to do this, (2) Let him have nothing he cries for;
absolutely nothing, great or small; else you undo your own
work. (3) At all events, from that age, make him do as he is
bid, if you whip him ten times running to effect it ... Break
his will now, and his soul will live, and he will probably
bless you to all eternity [7 3].
It is unlikely that any contemporary Christian theologian would
support such conclusions which appear quite alien to the attitude
to children portrayed in the Gospels of the New Testament.
However, the views in Mrs. Wesley's letter follow a theme that can
be traced in Western Christianity from the time of Augustine
(354-430 A.D.) who after "a curious study of child
psychology" [74] added to the gradually developing idea of
original sin, the concept of "guilt attaching even to the
newborn child by reason of the depravation of his nature"
[74, 75, 76]. Similar ideas appear in the teaching of Calvin
(1509-1564) about infants, that "their whole nature is a sort
of seed of sin and therefore it cannot but be hateful to God"
[77]. These beliefs have been reflected in official church
teaching [78] and have powerfully influenced the way in which
children's behaviour has been perceived and handled.
Newson [71] suggests that the concern to eradicate the devil in
the child finds many echoes in the hygienist movement which
dominated childrearing practice in the 1920s and 1930s. She points
out that the movement can be well represented by the early
editions of The Mothercraft Manual [79] which was
influential in England as well as in other countries as the main
vehicle for the teachings of Truby King [80]. She states that
Susanna Wesley might well have approved the following passage, in
which the emphasis is different but the spirit is the same:
Self-control, obedience, the recognition of authority, and,
later, respect for elders are all the outcome of the first
year's training ... The baby who is picked up or fed whenever
he cries soon becomes a veritable tyrant, and gives his mother
no peace when awake; while, on the other hand, the infant who
is fed regularly, put to sleep. and played with at definite
times soon finds that appeals bring no response, and so learns
that most useful of all lessons, self-control, and the
recognition of an authority other than his own wishes ... the
conscientious mother has to be prepared to fight and win all
along the line, in matters small and great [79].
Newson and Newson [72] add that in some ways the advocates of
behaviour modification with children seem to carry on the
Wesley-Truby King tradition.
Psychoanalytic theory also has, until recently, [6,14] failed
to take account of the evidence that humans evolved as social
animals with all that this implies [18,82,83]. As recently as
1960, the leading psychoanalyst, Glover [2], endorsed what he had
written many years earlier that:
The perfectly normal baby is almost completely egocentric
greedy, dirty, violent in temper, destructive in habits,
profoundly sexual in purpose, aggrandising in attitude,
without conscience or moral feeling. His attitude to society
is opportunist, inconsiderate. domineering and sadistic. In
fact, judged by adult social standards the normal baby is for
all practical purposes a born criminal.
Psychoanalytic theory, clinically derived, postulates that the
"id" is normally like this, almost by definition. The
possibility that this state of the infant may be partly a
pathological situation, in reaction to culturally induced
frustrations, does not appear to have been adequately taken into
account.
Though other streams of thought are modifying the traditional
authoritarian approach, the basic distrust orientation is still
very much alive today in the minds of many mothers of Anglo-Saxon
background, and it includes some, or all, of the ideas described
as follows.
B. The basic distrust orientation as it may present today.
It may occur in mild forms and mixed with other orientations.
Its characteristics include the following:
1. Beliefs and ideas which may restrain maternal responsiveness
to the child's communications.
Totally dependent infants indicate their needs by signals or
non-verbal communications. Their mothers normally have an urge to
restore their children's contentment and equilibrium, gaining
"instinctive" satisfaction in soothing their distress
and in keeping them more or less content. The spontaneity of this
natural mother-infant reciprocation may be interfered with,
perhaps from birth, by such ideas as the belief that the interests
of mother and infant are in conflict. For example, the mother is
thought to need protection from the demands of her baby by
separation in the maternity hospital "to give mother a
rest". Breastfeeding may be regarded as an unwelcome tie for
the mother, and separate sleeping arrangements at home for mother
and infant are thought desirable. The belief in day care placement
to relieve mother of her child appears to be sometimes an
extension of the same idea.
The doctrine of "spoiling" is another belief system
which may restrain maternal responsiveness. An underlying notion
is that infants request more attention and satisfaction than they
need and that responding to these requests will "spoil"
the child and produce characteristics such as: undesirable habits
of feeding, playing and sleeping; increased desire for attention
and attachment; defects in socialization, with increased
self-centredness, wilfulness and dominating tendencies; and delay
in developing obedience, tolerance of frustration, and
consideration for others. These ideas lead to an anxiety to avoid
"spoiling" or ''giving in" to the baby or young
child and a reluctance to pick him or her up, thus interfering
with natural patterns of satisfaction, especially in relation to
body contact and attachment
For example, Ritchie and Ritchie [84] found that 69% of their
sample of New Zealand mothers believed in the doctrine of
"spoiling". The authors state that this term conveys the
essence of the fears these mothers had about the effect they are
having on their children. Because of it they hold back quite
natural feelings of love and warmth, or avoid demonstrating such
feelings. This concept is the "key to understanding their
suspicion of outward displays of affection their reluctance to let
relatives cuddle the child, or actively enjoy its reactions
themselves" [84]. In England and Australia, the same fears
may be observed and they appear widespread in, though not confined
to, Anglo-Saxon cultures. Yet it is rare to find parents who have
reflected about how this distrustful approach appears to the
infant. It does not seem to occur to them that infants' desires
for attention attachment, cuddling and play might operate on the
same principle as other biological drives, such as hunger: that
when they have had enough they are satisfied. Perhaps this is
because normal infants have a considerable appetite for such care,
but it does not follow that such desires are insatiable.
The ideas involved in the doctrine of "spoiling" are
seldom critically examined. Though the concept is emphasized in
Spock's [43] Baby and Child Care, of which over 20 million
copies have been sold, the word hardly appears in some major texts
on child development. However, research studies reviewed by
Ainsworth [12, 40,59] suggest that, contrary to popular belief,
responsiveness to crying and fostering attachment behaviour, as
discussed earlier, do not spoil a child, but rather they make for
easier management and healthy development. It is noteworthy that
Jolly [60], influenced by experiences in Africa, consistently
tries to dispel the notion of "spoiling", in his Book
of Child Care.
2. Beliefs and ideas which may artificially increase maternal
demands on the infant and developing child, often without regard
for the child's capacities and feelings.
Anxiety about future difficulties in controlling wayward
tendencies in the child has led to a disciplinary attitude being
projected even into infancy, with efforts to mould the child to a
predetermined pattern, in the hope of producing a "good"
child who will accept discipline and conform. Perhaps it has been
by intruding these notions ever earlier into the mother-child
relationship, in fact into the "exterogestate" stage
when most mammals would be protected in the uterus, that we have
gone most seriously astray. A feeling that the mother should be
regulating the baby, especially in the timing of its activities,
may lead to continuing conflicts in such basic areas as feeding,
elimination, playing, attachment and sleeping. Thus, instead of
suggesting that our culture should harmonize with an infant's
biology, Sears [85] states, as if it were axiomatic, that:
"The maturing action systems of the human child tend to lag
behind the requirements society places on him. His early behaviour
is changeworthy in the sense that it is not of a kind to satisfy
the standards of conduct established by the culture". Such
beliefs, together with a premature impatience to foster
independence, may conflict with biologically-based patterns of
attachment behaviour, which is seldom allowed to run its natural
course in Western societies.
These ideas also lead to a concern to control the older
infant's behaviour by training, often reinforced with threats and
punishment. Teaching "right" from 'wrong" and
securing obedience is often a dominant objective. This approach
may apparently succeed, sometimes at a considerable cost, but it
frequently leads to increasing conflict, emotional disturbance and
rebelliousness. It may produce effects opposite to those which
were intended [1]. The vital elements which are being overlooked
are the child's feelings and point of view and the quality of the
relationship between the parent and child. Many parents still do
not know that if they attend to these the other matters tend to
fall into place more naturally, and that they can generally stop
worrying about them [86,87,88]
The basic distrust orientation has been semi-official teaching
for several generations in New Zealand, the homeland of Truby
King. I suggest that it contributed to the situation, reported by
Ironside and Lewis [89,90], that in one area of New Zealand 10.9%
of all babies were admitted to hospital in the first year of life
for a non-organic "distress syndrome with multiple signs of
dysfunction", such as problems with feeding, crying, and
sleeping. There was generally marked anxiety in the mother, and
follow-up studies suggested this is a mental health problem of
considerable significance. This may well represent an example of
"ecologically-determined maladjustment" in which the
infant care patterns of the culture precipitate disturbance in
some babies and mothers, who may be vulnerable for other reasons.
3. The basic distrust orientation acting as a self-fulfilling
prophecy.
Traditionally this orientation has encouraged attention to
latent tendencies to "naughtiness", which have sometimes
been seen as actively present in every young child. The theory
influences the way an infant is perceived, and once this point of
view is adopted it tends to become a self-fulfilling prophecy. The
more infants sense a danger that their biological needs may not be
supplied, the more their biologically-determined survival
mechanisms prompt them to seek to control their mothers,
apparently confirming the view that they are naturally too
selfish, "manipulative" or aggressive. Thus,
exaggeration and distortion of necessary biological mechanisms may
encourage the perception of the infant as a potential
"monster".
Taking the view epitomised by Glover [2], the ordinary devoted
mother, when confronted by normal infantile reactions to her fears
of spoiling, may understandably become more anxious. If she is
fortunate, if her temperament and that of her infant are equable,
and if the balance of love-hate forces in their relationship is
favourable, she may obtain conformity, perhaps at the price of a
few "nervous" symptoms. When naughtiness is seen as the
result of failure to control natural tendencies which are
considered to be primitive animal, and therefore bad, her
conviction may be reinforced that these must be eliminated by
appropriate training, lovingly if possible, but coercion and
threats may be needed if resistance is encountered. If this
becomes pronounced, violence is justified in what is, after all
seen as a good cause. If this doctrine and the related training
processes produce a "naughty" or "disturbed"
child, this can still be seen as confirming the premise that the
original tendency to naughtiness was strong, and the difficulties
may be attributed to insufficient training and punishment. Since
feelings are suspect, any emotional reactions which may be
engendered in the child by these processes are often regarded as
unimportant. "Good" children are seen as those who do
not manifest anger or aggression in response to their training,
though if they do, this may be acceptable provided that they soon
"forget all about it". Lingering resentment which is
encountered in many disturbed children and adolescents is seen as
a baffling phenomenon, which simply ought not to be there.
Children are manifestly "ungrateful" for all the
parents' sacrifices and efforts to teach them "right"
from "wrong", often since infancy. "Where did we go
wrong?" parents ask poignantly. This unfolding tragedy is
accompanied by painful stresses and failures in interpersonal
relationships. Parents who are caught up in this kind of process
believe that they have the whole weight of morality and social
authority on their side. Nevertheless, the damaging stress upon
them is sometimes as great as it is upon their children.
If these self-fulfilling misconceptions, which stem from the
beliefs of a bygone era can now be recognised as obsolete and
counterproductive the way is prepared for them to be replaced by
an approach which is more compatible with healthy and mutually
satisfying parent-child relationships.
3. Social Settings Relevant to Parenting Behaviour which may
Contribute to "Ecologically-Determined Maladjustment"
In pursuit of certain beliefs and values, Western societies have
given insufficient attention to many variables of the social
settings relevant to parenting behaviour. The important question
"What qualities of the environment and social settings promote
healthy and mutually satisfying parent-child relationships?" is
seldom asked. Detailed consideration is beyond my scope here, but l
suggest that the conditions which often prevail form an environment
which is so biologically deviant that they may contribute to
"ecologically-determined maladjustment" through adverse
effects on parenting behaviour. For example, inadequacies in the
following areas are common:
The availability of companionship and support, as required,
from an extended family group and neighbours.
The availability of children or young people to assist the
mother, and to play with her young children. (It appears that the
natural setting for mothering behaviour includes access to other
adults and children.)
Opportunities for contact with the natural world.
The extent to which a father's work permits contact with his
family, or a mother's work allows her to care for her child at the
same time. Related to these are the economic pressures which arise
from a high cost of living and standard of material expectations
in relation to earning capacity.
Provision for help in the event of misfortune.
Architectural and administrative conditions may affect
sensitive aspects of maternal behaviour. For example, a Samoan hut
in a natural setting, with no walls but a curtain, may be more
conducive to mothering behaviour than a crisis-oriented maternity
hospital, or a modern flat with no safe outside space for play.
Affluence may help to improve some of these variables, but so far
this has not generally occurred. Many materially poorer and even
non-literate societies have made better provision in many of these
respects than most so-called affluent societies.
A Trusting, Cooperative Approach to Childrearing: The
"Bio-Psychological Revolution"
Though many parents, including those of a majority of disturbed
children, still display the basic distrust orientation today, it no
longer represents the childrearing ideas of some other parents and
of many professionals who are concerned with child development.
Intermingled, to an increasing extent, is a different approach which
has been softening the rigid authoritarianism of earlier times.
It may be termed a trusting, cooperative approach, and some of
its characteristics, and ways in which it contrasts with traditional
attitudes are outlined below in the Table. From an orientation of
basic trust in the biological givens influencing the needs and
behaviour of the developing human being, infants are seen as being
immature, dependent creatures who seek gratification and
satisfaction according to their needs. They often behave in ways
that are influenced by mechanisms whose function is to ensure that
their needs are adequately met. Gratification is seen as leading to
satisfaction and contentment rather than to "spoiling".
Table: Two contrasting approaches to early
childrearing deriving respectively from attitudes of distrust and
trust towards the genetic influences underlying the needs and
behaviour of the human infant
Ideas
Point of Contrast
A Distrustful Directive Approach
A Trusting, Cooperative Approach
Ideas Influencing parents' perception of,
and responsiveness to, the infant
Basic attitude:
Attitude of basic distrust and
non-acceptance towards the biological "givens"
influencing the needs and behaviour of the developing human
being
Attitude of basic trust and acceptance
towards the biological "givens" influencing the
needs and behaviour of the developing human being
The infant is seen as:
(a) being selfish, demanding
(a) being immature, dependent
(b) wanting as much gratification and
indulgence as he or she can get (probably too much)
(b) wanting as much gratification and
satisfaction as he or she needs (an adequate supply)
To get gratification the infant may be
perceived as behaving in ways that are:
self-willed, demanding, manipulative,
cunning (which may confirm belief in inherent potential for
badness)
influenced by possessing mechanisms whose
function is ensure that his or her needs are adequately met
Gratification may be perceived as leading
to:
danger of "spoiling", if more
than the right amount is given
satisfaction and contentment; spoiling not
a danger [60]
Ideas influencing parents' requirements of
their infants
Emphasis in the basic parental goal is:
to control and direct the child's
behaviour, and produce a "good" child
(who will be obedient and conform)
to enjoy a good relationship with the
child, and help to produce a "whole", healthy
person (who is likely to be sufficiently "good'' also)
Method of childrearing:
(a) mould the child to a predetermined
pattern; secure control by regulating habits, and training
to accept authority and discipline
(a) aim to satisfy the young child's
needs, and develop a cooperative, mutually satisfying,
affectionate relationship, in which the potentialities of
the child and parents unfold, blossom and gradually mature.
The developing capacities for self-regulation are respected
and encouraged
(b) teach "right from wrong" and
demand obedience; extinguish "naughty behaviour and
insist on or reinforce "good" behaviour
(b) teach avoidance of common dangers and
gradually encourage disposition to consider and respect the
needs and feelings of others, through experiencing this
consideration within the family
(c) child's point of view often
misunderstood or ignored, and requirements often disregard
the child's feelings and capacities, so that hostility and
negativism tend to be aggravated, and unless these are
repressed, control requires more force
(c) child's point of view more likely to
be understood, and requests consider the child's feelings
and capacities, so that hostility and negativism tend to be
minimized; the child's feelings are accepted in the
expectation that sufficient (self) control will be achieved
as appropriate to the child's age; (the options of
exercising authority and sufficient force are still
available if essential)
(d) disapproval more frequent, and may be
reinforced by threats, punishment and sometimes violence, or
inculcation of guilt
(d) inconsiderate behaviour discouraged,
but the quality of relationships tends to make punishment
inappropriate and it may be seldom or never required [86,
88]
(e) timing: get in early (perhaps from
birth
(e) timing: await maturation and encourage
development
Apparent frequent outcome [1]
(a) increased risk of conflict,
frustration, and stress in unsatisfying relationships;
(a) mutual satisfaction in interpersonal
relationships with joy and delight (sometimes) as a natural
reward for health-promoting activities;
(b) sensitivity may be blunted; externally
imposed discipline may break down sooner or later in
rebelliousness;
(b) sensitivity intact; adequate
self-discipline develops as appropriate the age;
(c) emotional maturation at risk;
maladjustment and psychopathology
(c) emotional maturation facilitated;
mental health
The emphasis in the parents' basic goal is to enjoy a good
relationship with the child, and help to produce a "whole"
healthy person who is also likely to be sufficiently
"good". The quest for obedience and conformity is not a
prevailing emphasis as in the basic distrust orientation.
The method of childrearing aims to satisfy the young child's
needs and develop a cooperative, mutually satisfying, affectionate
relationship, in which the potentialities of the child and parents
unfold, blossom and gradually mature. The developing capacities for
self-regulation are respected and encouraged.
The parents teach avoidance of common dangers and gradually
encourage a disposition to consider and respect the needs and
feelings of others' through experiencing this consideration within
the family.
The child's point of view is more likely to be understood, and
parental requests take into account the child's feelings and
capacities so that hostility and negativism tend to be minimized.
The child's feelings are accepted in the expectation that sufficient
self-control will be achieved as appropriate to the child's age.
(The options of exercising authority and sufficient force are still
available if essential.) Inconsiderate behaviour is discouraged but
the quality of relationships tends to make punishment inappropriate
and it may be seldom or never needed [19,86, 88,91,92].
This approach is based on a different view of the nature of the
child and is more in accord with modern understanding of child
development. It appears less alien to the traditions of many
non-Westernised societies, including those of two hunter-gatherer
groups whose mother-infant interactions have been studied
[63,93,94,95]. It is also more compatible with a contemporary
Christian understanding of interpersonal relationships [96]. It has
much in common with that identified by the Joint Commission on
Mental Health of Children [1] as characteristic of families with
emotionally healthy children.
Western society is belatedly realizing the need for an ecological
revolution in its approach to nature. In a comparable way modern
insights from a variety of disciplines appear to be offering a more
healthy approach to humans' understanding of themselves,
particularly in relation to childrearing and the parent-child
relationship. This movement in human awareness may be described as a
"biopsychological revolution", since it involves viewing
human development in an evolutionary perspective. From this
perspective the healthy newborn baby may be seen as the culmination
of the selection process in social situations over millions of
years. By natural selection even minimal inherited inadequacies tend
to be eliminated over such a long period, while beneficial
characteristics tend to be perpetuated in the genetic structure of
the young. Therefore each universal feature which has been retained
may be of potential value. This line of reasoning can be applied to
every detail of human anatomy and physiology and also to some
aspects of emotion and behaviour [13,17,97,98,99]. Each one of our
direct maternal ancestors, in an unbroken sequence of generations
extending back to the emergence of mammals, survived a rigorous
selection process and suckled young that grew to maturity while
others were eliminated in every generation. When we consider the
implications of such a pedigree, an attitude of respect for, and
trust in, the outcome of this process seems appropriate. The type of
approach outlined on the right side of the table is consistent with
an attitude of trust in the infant's biological "givens",
including their behavioural aspects. Thus when confronted with an
infant displaying a strong urge to do something or have it done for
him, it can be illuminating to consider whether this urge may have
some genetic component, being adaptive and of value for the child's
development [63,100]. This point of view is neatly expressed in the
saying: "A baby's wants are pretty much the same as its
needs".
The evolutionary process has favoured a good, healthy
"fit" between the infant and the people who form its
environment because a good fit has survival advantages. To achieve
this it appears that many reciprocal mechanisms, which we are only
beginning to understand, have evolved as components of the healthy
mother-child relationship[18,25]. Consequently, a mother normally
derives satisfaction from that kind of relationship which also
satisfies the infant's requirements. A lack of this good ''fit"
is described by Balint [101] as an early source of serious emotional
disturbance.
In Western societies a partial breakdown in these natural
processes of mothering behaviour appears to have occurred on a
considerable scale. Yet of all the roles that people can play in
modern society there is probably none that accords more closely with
the design of a human being than that of bearing and nurturing an
infant. Mammals display mothering behaviour through the development,
in a facilitating environment, of drives arising from their physical
structures, and not through any sense of duty or obligation. There
is reason to believe that the fundamental human equipment is no
exception. It has the same plan with some added refinements since
natural selection does not favour a deterioration in such essential
processes. From this perspective follows a concern to respect the
biological "givens" and facilitate the processes by which
good mothering behaviour normally develops. Wherever appropriate the
relationship with the male should be regarded as included in this
discussion. It appears that in humans there also may be biological
mechanisms in the males whereby early contact with the baby helps to
elicit feelings and behaviour which promote good fathering [26].
Freedman [100] states that among most primates the care of the young
is largely the female's job and only in the gibbon and man is there
cooperative care of the young by a male and female unit.
It is increasingly recognized that the foundations of mental
health and sound personality development are laid during early
childhood. However it is not generally understood that this does not
require the parents to strive for early versions of the finally
desired behaviour since infancy is not so much a prime opportunity
to mould the child but rather a time to seek to satisfy the infant
and enjoy the unfolding of many built-in qualities in the setting of
trusting and mutually rewarding relationships. These qualities which
give joy to, or "reward", the parent are normally present
precisely because their appeal to adults and the adults' nurturing
response have been adaptive and of survival value to children as a
selective advantage in human evolution [16]. What are being laid
down in infancy are the broad bases of interpersonal relationships
and the quality of the emotional and fantasy life. From these will
be derived the later attitudes to people and the ways in which they
will be perceived.
The need for children to develop a ''basic trust" in their
parents is emphasized as an important "psychosocial task"
or "crisis" [1,102]. However it is seldom acknowledged
that parental attitudes involving basic trust in the nature of
children are a logical precondition for this development, and that,
conversely, parental attitudes involving basic distrust are
obstacles for children in this "task". Thus, to promote
psychological health, the requirement appears to be that young
children's biologically-determined needs should be met in such a way
that they will feel adequately satisfied, accepted and loved for
what they are, especially in the first year or two of life. A
minimum criterion of "adequacy" might be that distress in
the infant should not reach a level at which pain or feelings such
as anxiety, rage, or guilt bring into action pathological mechanisms
in the infant, or vicious circles of negative interaction in the
parent-child relationship.
It is the responsibility of the medical and allied professions
(including social planners) to facilitate the healthy aspects of
these processes, seeking to protect from pathology while avoiding
unnecessary interference with the patterns of nature [92]. The
traditional axiom primum non nocere, first and foremost do no
harm, applies here. During infancy, which in Rheingold's [103]
definition lasts until speech is normally acquired, the appropriate
management of children for good mental health appears to be
determined more directly by their biological needs than by the
future requirements of the society in which they live. This is
contrary to assumptions based on the doctrine of cultural
relativism. If subhuman primates and many non-literate peoples can
normally supply the basic early requirements for the healthy
psychological nurture of the young, it should be possible to use the
amenities of civilization to create an environment which will
enhance rather than jeopardize successful mothering.
When considering social learning it is important to recognize
that, since humans evolved as social animals, we build on processes
with a long biological history. It follows that it is likely to be
fruitful to study in-built mechanisms which have the potential to
regulate interpersonal behaviour, since these would be relevant for
childrearing [16,18,42,87,88,97].Thus Ainsworth et alii [97]
state:
It is our view that infants are genetically biased towards
interaction with other people from the beginning …. A child is
pre-adapted to a social world, and in this sense is social from
the beginning … If an infant is reared in a social environment
not too dissimilar from that in which the species evolved — an
environment in which adults are responsive to the signals
implicit in his behaviour — it seems likely to us that he will
gradually acquire an acceptable repertoire ofmore 'mature'
social behaviours without heroic efforts on the part ofhis
parents specifically to train him to adopt the rules,
proscriptions, and values that they wish him to absorb. Because of
these considerations we find the concept of 'socialisation'
essentially alien to our approach.
This accords with the concept of the "innate sociality"
of the child as described by Liedloff [19].
Clinical Applications
A trusting, cooperative approach to childrearing is gaining
acceptance and is implicit in much of clinical child psychiatry and
psychotherapy. Gordon [86] has successfully adapted some principles
of therapeutic counselling and communication to enable many parents
to enrich the quality of their family relationships through greater
satisfaction of needs which are biologically based. Recognizing the
implicit revolution involved, Gordon states that this involves
"nothing less than an entirely new philosophy for dealing with
children and youth, a new Bill of Rights for the young".
In the clinical diagnosis and management of emotional disorders
in childhood there is need to incorporate the biological
perspectives outlined earlier. For example, behaviour modification
techniques are often employed in a manner which represents an
antidotal rather than a corrective adaptation to symptoms which are
often the manifestation of "ecologically-determined
maladjustment". Even in the contemporary urban situation there
is scope for exploring solutions with a corrective, and not just an
antidotal, component. As those people who care for children begin to
have a greater understanding of the biological processes with which
they are involved, there are many opportunities for considering how
to work with nature and not against it. Many of the behavioural
problems in infancy and childhood appear in a different perspective,
which can be illuminating to those who counsel parents, and to
parents themselves.
To the extent that there is validity in the biological approach I
have outlined, the appropriate therapeutic management should not
infrequently include a component which I suggest may be described as
a kind of 'bio-psychological reorientation". This often
includes a change from a basic distrust orientation towards a more
trusting cooperative approach to childrearing. Such changes help to
resolve clinical problems.
Conclusion
Amid the shifting sands of opinions about how infants and
children should be reared, an evolutionary perspective suggests that
there does exist, in the universal aspects of the human genetic
data, a kind of biological "absolute",
"constant", or touchstone against which the
appropriateness or otherwise of a system of child rearing must
sooner or later be evaluated. There is much that we do not yet know
about this biologically given "constant", but we are
reasonably certain that it exists and its behavioural influences and
relevance for childrearing, particularly early childrearing, are
increasingly being recognized. A system markedly out of harmony with
this may be expected to produce a greater level of conflict, stress
and pathology, and there is some statistical evidence to suggest
that, not only in childhood but also in infancy, this situation
exists in some English-speaking societies today [51,52,90]. It is
desirable that this situation be understood and remedied in Western
societies, and it would be most regrettable if, in the meantime, it
were to be transferred to those developing societies where it has
been much less evident.
This publication was produced with
the assistance of a grant from the Inger Rice Foundation of the
Australian Capital Territory which fosters activities concerned with
improving mother-child relationships. The Foundation's generosity is
gratefully acknowledged. I am indebted to many people, especially to
Dr Ronald G. Every for introducing me to the evolutionary
perspective. I am grateful to Professor Barry Nurcombe, Dr David
Bell, Dr R. G. Every, Mrs. Annette Hamilton and Mr. P. Ritter for
critical assistance with the manuscript, and to Miss Leonie Smythe
and Mrs. Barbara Playle for patiently typing successive drafts.
The quotation from Reference 97 was
reprinted with permission from Ainsworth M.D.S., Bell, S.M. and
Stayton D.J., in The Integration of a Child into a Social World, edited
by M.P.M Richards, Cambridge University Press. London, 1974.
Addendum
Some recommendations arising from the
material in this paper were offered in a Report Towards a
Preventive Mental Health Program for Children and their Families:
Suggested Guidelines, (Chairman: P.S.Cook), published by the
Northern Metropolitan Health Region (Sydney), Health Commission of
New South Wales, P.O. Box 457, Chatswood, N.S.W. 2067.
Copyright. This paper was
first published in the Medical Journal of Australia, Special
Supplement, 1978; 2: 3 – 14, who owns the Copyright. Reproduced
with permission. Australasian Medical Publishing Company, 71 79
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Footnote: In a longitudinal
study in Sydney (Cook, P. S., Kiely, P, and Armour, P., unpublished)
a multiple choice, child development questionnaire was developed to
assess beliefs and attitudes about infant care, on a trust-distrust'
dimension as outlined in the Table (that is, it provides a measure
of the basic distrust orientation in relation to infant care). This
questionnaire was completed by 35 baby health sisters, 43 early
childhood educators, and 142 mothers in two maternity hospitals with
their first babies. The results suggested that the mothers had
significantly more "distrusting" ideas than the
professional groups; in fact only one mother gained a score as low
(that is, as trusting) as that of half the professionals. On
multiple follow-ups over 18 months a sub-group of mothers with the
most distrusting scores reported more problems with their infants
than a subgroup with the least distrusting scores which were
available from this sample.
[A fuller account of this study, with
three-year follow-up, was described in Early Child Care - Infants
and nations at risk, by Peter S. Cook, News Weekly Books,
Melbourne 1997, pp186-7.]
Dr. Peter S. Cook is a retired
Sydney, Australia child and family psychiatrist, who writes on
preventive child and family mental health. He is the author of Early
Child Care: Infants and Nations at Risk (Melbourne: News Weekly
Books, 1997).