The current paper
examines subcortically based early emotional learning in infants
from diverse cultures. We speculate about some long-term
deleterious or beneficial effects of this early learning.
According to their specific goals for children, different
cultures provide different child rearing environments and obtain
different behavioral outcomes. As a result, the behavior of
infants, young children and older individuals varies across
cultures. Although we would not argue that these early
experiences are completely formative by themselves, there tends
to be continuity of socialization over time. The fundamental
behavior patterns set into place during early socialization are
further elaborated on as the child grows, and they persist into
adulthood. Cultures may have markedly different goals and
socialization practices. In addition, what is viewed in one
culture as normal emotional learning and obviously the correct
methods for achieving that learning, may be seen by another
culture as strange, deficient or even pathological.
As will also become clear, although there is considerable
work on early emotional learning (during the first 6-8 months),
there is little work explicitly and directly relating this early
learning to later behavior. This paper will conclude with some
suggestions for doing so. In particular, it is suggested that
early stressful experiences may result in a differential ability
to handle stressful experiences later in life. The mechanisms by
which this is accomplished are: a) that early child care
practices that produce stress in infants, may result in higher
levels of cortisol on a long term basis, and b) that certain
emotional behaviors may be learned subcortically during the
first few months of life, and that these behaviors will persist.
Early Learning
Much emotional and interactive behavior is learned during the
first 6- to 7-months of life, and much of this learning takes
place subcortically. According to Emde and his colleagues (1976
Emde and his colleagues (1976) as well as others (e.g. Emde and
his colleagues (1976 Fischer & Rose, 1995) seven to nine
months is the time of a major bio-behavioral shift. During this
shift, changes take place in the frontal lobes of the cortex
such that the cortex becomes more involved in planning and
carrying out deliberate actions. These changes involve both
myelination of the frontal cortex, the growth of connections
between that area and other brain areas, and the death of some
of the extra neurons present in these areas. Therefore, we would
infer that before this biobehavioral shift is the period during
which subcortical learning might be most prevalent.
Even after this biobehavioral shift, when the cortex is more
involved in behavior, there is a variety of different evidence
that suggests that subcortical processing may continue to be an
important part of learning and experiencing emotions. For
example, Todd et al. (1995) Todd et al. (1995) summarize
evidence suggesting that myelination continues in some areas of
the brain until 6 years of age (for example, for the primary
motor and sensory areas of the brain), and in a few areas (for
example, some of the associative areas) even beyond that. Other
evidence suggests that at least some emotions, such as fear, may
be learned subcortically at least into early childhood (for
example, Jacobs and Nadel Izard & Harris, 1995 Izard &
Harris, 1995; Jacobs and Nadel, 1985; or LeDoux, 1987 LeDoux,
1987).
Today, we focus on experiences that infants have before the
7- to 9- month bio-behavioral shift takes place. A more detailed
paper would show either that the continuation of practices into
early childhood and beyond could strengthen patterns already
established, or that a shift in practices might change the
eventual outcome.
Rather than relying on data from one study, this paper
integrates results from a variety of published studies. None of
these data were originally collected with the purpose of this
paper in mind. We feel that this gives us a relatively
conservative method of evaluating the hypothesis that a large
amount of emotional learning can take place early in life.
In examining how infant behavior develops in different
cultures we will use the model proposed by Sigel (1985) Sigel
(1985). Sigel proposes a model that relates parental beliefs and
goals to parental behavior, which is then related to child
behavioral outcomes. Others (e.g. LeVine et al., 1994 LeVine et
al., 1994) have proposed similar models.
Differing Parental Goals and Behavior
Parents in different cultural settings have different goals
for their children. LeVine and colleagues (LeVine et al., 1994)
contrast North American (that is, U.S.) parents with Kenyan
Gusii parents. The U.S. parents, he argues have a pedagogic
model. The major goals are for children to learn to feel
emotionally independent from their parents and to develop
interactive and language skills. We will outline a number of
features of this model.
Independence and Sleeping Patterns
In order to accomplish their goals, American parents engage
in a number of behaviors. Richman, Miller & Solomon (1988),
Richman, Miller & Solomon (1988), Morelli et al. (1992
Morelli et al. (1992) and others have described the North
American practice of placing even newborn infants in their own
beds and often in their own rooms. In Morelli et al.'s sample of
18 North American families, not a single family reported
bringing their newborn into bed with them, although 15 allowed
the infant to sleep in a bassinet or crib in the parental room.
For the vast majority, this lasted only for the first 3 months
or so of life, at which time infants were moved into their own
rooms. The Gusii would be quite shocked by these practices.
Other Separation
North American parents are also relatively tolerant of other
separations: infants are left with unrelated nonresident
babysitters on a routine basis by many parents. More extended
separations continue to be tolerated by some. For example,
parents of young infants may go away for the weekend and leave
their infant with a non-resident grandparent. There are no data
on the extent of this practice. One practice that reflects the
degree of comfort of the culture as a whole with such
separations is the fact that until relatively recently, parents
were not allowed to stay with their infants and children in
hospitals. Most traditional societies are aghast at this
practice and have not followed it when introduced to it by
Northern Europeans and Americans. The lack of co-sleeping and
the tolerance for separation have been added by us to other
practices of the pedagogical model seen as essential by LeVine
et al (1994 LeVine et al. (1994).
Verbalizing and face to face interaction
As detailed by many investigators (e.g. Brazelton, Koslowski
& Main, 1974 Brazelton, Koslowski & Main, 1974; LeVine
et al., 1994) American mothers behave as if their infants have
the capacity to be active participants in interactions with
adults: they talk to, look at, smile at and otherwise actively
interact with infants from birth. In the absence of actual vocal
responses from these very young infants, mothers respond to
burps, hand movements, and other behaviors as if these are
conversational overtures. Accompanying this strong emphasis on
verbal interaction is a deemphasis on physical contact when
compared to many other cultures. For example, LeVine et al (1994
Richman, Miller & Solomon (1988), and Miller (1994) Miller
(1994) detailed the low rate of touching and holding among U.S.
mothers when compared with Kenyan Gusii mothers in one case and
with Mexican mothers in another case. Miller (1994) has
suggestedthat one could have high rates of touching and high
rates of verbal interaction, but at least in the U.S., this does
not occur.
Consoling
In contrast to the U.S. parent's high responsiveness to
positive vocal/verbal behavior, LeVine et al., 1994) reported
that American mothers are relatively tolerant of infant crying,
allowing it to continue for much longer than mothers in other
cultures would. For example, Gusii mothers watching videotapes
of U.S. mothers were upset by how long it took these mothers to
respond to infant crying.
Pediatric Model
In contrast to the pedagogical model, LeVine (LeVine et al.,
1994) described some cultures as having a pediatric model,
that is, a model in which the most important goal is protecting
the health and survival of the infant. Although he used this
term specifically in describing the Gusii of Kenya, aspects of
this model apply to other cultures as well (and perhaps
particularly to cultures in which infant mortality is still high
or has only recently decreased).
Co-sleeping and Breast Feeding on demand
In many cultures, including the Gusii studied by LeVine et
al. (1994) and the Mayans studied by Morelli et al. (1992),
mothers and infants sleep together. This practice generally
lasts until the mother's next child is born. Sleeping together
allows the mother to more easily breast feed the infant, and
breast feeding on demand both at night and during the day
typically continues into the second year, and perhaps beyond.
LeVine et al. (1994) argue that frequent breast feeding has
played an essential role in cultures where infant mortality was
very high, by helping to ensure early weight gain and the
possible maintenance of hydration in the presence of diarrhea.
Consoling
Mothers whose behavior can be described as following the
pediatric model tend to respond rapidly to crying, and show high
rates of holding and touching. By responding rapidly to infant
distress, and otherwise keeping the infant as quiet as possible
(not encouraging other types of interaction that may excite the
infant too much), and by engaging in higher rates of holding and
touching (Miller, 1994) mothers in these cultures aim to produce
children who are quiet, and when older are respectful and
obedient to adults. As shown by experimental studies (Barr, 1990
Barr, 1990) increased holding by mothers tends to result in
infants who cry less. LeVine argues that minimizing caloric
expenditure due to excessive crying and too much activity may
have improved infant survival under difficult conditions.
Verbalization and face to face interactions
Mothers in cultures like the Gusii do not typically talk to
their infants extensively (e.g. Ochs & Schieffelin Ochs
& Schieffelin, 1984; LeVine et al., 1994) nor, in the case
of the Gusii of Kenya at least, engage in much or any
eye-contact with them. They do not see infants as capable of
communicating or of understanding language and so do not engage
in the type of stimulating face-to-face interactions with them
that are seen among U.S. mothers and infants. Middle class
mothers from the U.S. tend to find this bizarre.
What Infants Learn
What do infants learn in these situations? Much of the
existing evidence has focused on the more overt, cortically
controlled behaviors. We know, for example, from the work of
LeVine and his colleagues (LeVine et al., 1994; Richman, 1983
Richman, 1983) that older U.S. infants and children are more
active and talkative than the Kenyan (Gusii) infants and
children. What types of subcortically controlled behaviors might
they also be learning? There is less actual evidence of these
types of behaviors, but knowing something about what systems are
involved we can offer some possibilities for future exploration.
This discussion will focus on nonverbal behaviors and on
emotions.
A first difference might involve an infant or child's general
level of arousal. Because interactions with U.S. infants involve
a lot of stimulation and reinforcement of vocal/verbal
behaviors, and elicitation of smiling andlaughing, these
interactions have been observed to involve high peaks of
excitement, longer interactions that involve play and other
exciting activities, and generally higher levels of arousal in
the infants (Dixon, Tronick, Keefer & Brazelton, 1981 Dixon,
Tronick, Keefer & Brazelton, 1981). Dixon and colleagues
contrasted this with the style of interaction of the Kenyan
(Gusii) mothers. These mothers engaged in the more exciting
types of interactions for only very brief periods of time, and
when their infants began to get too aroused and excited they
were observed to avert their eyes and/or turn away. It is
inferred that in general, the U.S. infants spend more of their
time in highly aroused and excited states and infants in
soothing/distress responsiveness cultures (like to Gusii) spend
more of their time in less aroused and excited states. Later on,
U.S. children may be more likely to be stimulus seeking,
although Gusii children may not or may even prefer quietness,
sedateness and low key interactions.
Due to relative tolerance of crying among U.S. mothers, and
less holding, American infants are expected to be more fussy
(Barr, 1990). It may be inferred that the holding and soothing
strategies used by Gusii mothers, among others, produce infants
that spend less time distressed. U.S. infants and children,
therefore, are more likely to spend time in both excited and
happy states of arousal and in distressed states of arousal.
Infants who are soothed and held will be less likely to
experience both peaks of excitement and peaks of distress. The
question we will take up below is whether exposure to such peaks
of both positive and negative arousal helps infants to cope
better with later stresses, or not.
Finally, it is apparent that U.S. infants must learn to cope
early with being alone and specifically with being separated
from their mothers. Tennes, (1982) Tennes (1982) has shown that
in human infants there is a positive linear relationship between
amount of separation protest and the amount of cortisol
secreted. The information we have about sleep patterns in
American infants and children also suggests that these produce
stress in them. Although we are not aware of studies that have
measured cortisol levels in infants sleeping apart from their
parents and those sleeping with their parents, there is some
evidence that these sleeping practices are stressful for
American infants. For example, bedtime rituals seem to occur in
U.S. settings, where infants and children are put to bed at set
times and in separate areas, but rarely in other settings (e.g.
Morelli et al., 1992). These rituals may last up to an hour in
some cases and seem to be a response to the difficulty the
infant or child has with going to bed on their own. A majority
of U.S. infants in the Morelli et al. study also required
transitional objects such as pacifiers, "blankies" or
stuffed animals. It is well known from studies of adults (as
summarized by Fackelmann, 1998 Fackelmann, 1998) that cortisol
is produced during all types of stressful events, and that high
levels of cortisol seem to be associated with a number of
effects, including low immune system functioning.
Implications
We are suggesting two possible early effects of early child
rearing practices:
a) different emotional behaviors related to arousal versus
lack of arousal, expectations for contact with consoling
individuals when one is upset or alone, and differential
anticipations for other features of interactions with others
(Commons, 1991 Commons, 1991).
b) possibly long term differences in the release of cortisol
and possible related changes in brain structure due to the
relative stressfulness of certain practices
It is expected that much of the early emotional learning
takes place subcortically and results in children who have quite
different expectations from their interactions with other
people. As discussed above, such subcortically-learned
expectations may not be accessible to conscious awareness and
therefore control and relearning.
One implication is that cultures that train for independence,
and therefore self-responsibility, risk having more PTSD later
in life. That is because these cultures do not support infants
(nor adults) during stressful and traumatic events to the same
extent as do cultures that emphasize dependence and mutual
support. Whether distressed or not, Individuals are isolated or
separated and do not experience as much physical contact, which
is known to be soothing (it has been shown to reduce blood
pressure and so on). Early stressful practices may produce
lasting effects, as these areas of the brain are still
developing. As has been suggested by numerous investigators, the
pathways that remain in place after early development are very
determined by experience (as summarized in Todd et al., 1995).
There may therefore be permanent alterations in stress-related
neurotransmitter systems (such as the release of higher levels
of cortisol).
It is also the case that even later on, these individualistic
cultures do not make coping with stress and trauma easy, as they
tend to view trauma as shameful, something the individual should
have controlled or avoided as part of their independence, and
typically something to be dealt with alone. Because of the
shameful nature of most trauma, it is not openly discussed,
which seems to worse its effects.